Hif-1 modulator paint formulation and uses thereof

ABSTRACT

Formulations and methods are provided for improving the function, i.e. clinical outcome, of solid organ transplants. Lung transplantation is of particular interest. In the methods of the invention, a nanoparticle formulation comprising an effective dose of an iron chelator active agent in nanoparticle form, including without limitation, deferoxamine (DFO), deferasirox (DFX), and deferiprone (DFP), etc. suspended in a carrier compatible with the tissue of interest, is topically applied to the surface of tissues at the site of anastomosis. The nanoparticles are comprised of the active agent and a pharmaceutically acceptable stabilizer.

GOVERNMENT RIGHTS

The Government has certain rights in this invention. This invention wasmade with Government support under contracts TR000094 and HL082662awarded by the NIH.

BACKGROUND

Lung transplantation is the definitive therapy for many end-stagepulmonary diseases and in many cases it is the only therapeutic option,despite having the highest mortality among all solid organ transplants.The fragility and the poor tolerance against ischemia of this organ isresponsible for the fact that only 20% of the candidate lungs arecurrently being transplanted. The success of lung transplantation islimited by acute organ failure as well as chronic rejection against thetransplant. Despite the improvement of surgical techniques and thedevelopment of better immunosuppressive drugs, short term airwaycomplications taking place at the bronchial anastomosis (where thetransplanted airways are surgically connected to the recipient' airways)continue to be a source of morbidity and mortality in those patients.Immediate ischemia of the donor bronchus and sacrifice of bronchialcirculation during the surgical procedure have been recognized as themajor risk factor for the development of airway complications.

The lung is unique among solid organ transplants in that it is notroutinely reattached to the systemic circulation by bronchial arterialrevascularization at the time of surgery. Blood supply to the airways inlung transplant recipients is therefore compromised with what blood flowis actually present presumably being provided by the deoxygenatedpulmonary artery circulation. Therefore, from the onset, lung transplantairways have an impaired microcirculation due to the lack of a bloodsupply from the bronchial artery circulation, which results in relativeairway tissue hypoxia. It has been previously demonstrated that the lackof bronchial arterial circulation in a lung transplant predisposes thetransplanted airway to significant ischemia and hypoxia. It has alsobeen shown that infectious agents can reside in the ischemic area, whichincludes the bronchial anastomosis of the transplant. Infection is oneof the major causes of abnormal healing of the anastomosis as well asincreased rate of acute rejection.

Several animal models, including the orthotopic tracheal transplant(OTT), heterotopic tracheal transplant, and orthotopic lung transplantmodels, have been used to study the pathology associated with human lungtransplantation. The mouse OTT model has been shown to faithfullyreplicate the lymphocytic bronchitis seen following lungtransplantation. The surgical anastomosis in the OTT model is similar toclinical transplantation in that it involves an end-to-end joining ofdonor with recipient airways. OTTs are therefore suitable for studyingphenomena associated with clinical airway complications. It waspreviously shown that the airway microvascular circulation can be easilystudied with the mouse OTT model and that the perfusion of the airwayallograft can be used to assess the regeneration of the injured airwaymicrovasculature, particularly at the anastomosis. The airway allograftis a free tissue, and there is no vascular perfusion prior to theformation of the microvascular anastomosis between the graft donor andthe recipient. Therefore, earlier appearance of graft perfusionindicates an accelerated vascular anastomosis formation. Moreover, theOTT model is an ideal system to study airway microvascular repair andremodeling that occurs during alloimmune injury because of thewell-organized planar anatomy of airway microvasculature. Using an OTTmodel, it was previously found that enhanced expression levels ofhypoxia-inducible factor-1α (HIF-1α), the most important regulatory genefor hypoxic tissues, in airway grafts (by adenovirus-mediated genetherapy) promotes the recruitment of angiogenic cells, and prolongstissue perfusion. It has also been shown that increased HIF-1α in therecipient cells promotes airway vascular anastomosis formation.

Ischemia is the principal factor that stimulates neovascularization,which is primarily regulated by HIF-1; this transcription factorconsists of a constitutively expressed HIF-1β subunit and anoxygen-regulated HIF-1α subunit. In the presence of oxygen, two prolineresidues of HIF-1α are hydroxylated by the prolyl hydroxylase PHD2,facilitating von Hippel-Lindau tumor suppressor gene product (VHL)complex binding and HIF-1α degradation. In hypoxic conditions, PHD2 isinactive and HIF-1α is stabilized. HIF-1α then dimerizes with the βsubunit, translocates to the nucleus, and induces gene transcriptionthrough binding to hypoxia response elements (HRE) of theoxygen-sensitive genes. HIF-1-mediated transcriptional responsesorchestrate the expression of proangiogenic growth factors thatfacilitate angiogenesis by directly activating resident endothelialcells as well as recruiting circulating angiogenic cells.

Deferoxamine (DFO), deferasirox (DFX), and deferiprone (DFP) are allFDA-approved drugs for the treatment of iron overload conditions. DFO isa bacterial siderophore(N-[5-[[4-[5-[acetyl(hydroxy)amino]pentylamino]-4-oxobutanoyl]-hydroxyamino]pentyl]-N′-(5-aminopentyl)-1V-hydroxybutanediamide), DFX is a syntheticoral iron chelator(4-[(3Z,5E)-3,5-bis(6-oxocyclohexa-2,4-dien-1-ylidene)-1,2,4-triazolidin-1-yl]benzoicacid), DFP is an oral iron chelator (1,2-dimethyl-3-hydroxypyrid-4-one).

DFO, DFX and DFP have been extensively studied in various diseasemodels. DFO can induce the transcriptional activity of HIF-1α in tumors.DFO stabilizes HIF-1α from degradation by inhibiting the activity of thePHDs through depletion of Fe2+. Both DFO and DFX were shown to promote βcell function through upregulation of HIF-1α. In a rat median nerveinjury model, local administration of DFO-loaded lipid particle promotedend-to-end nerve reconstruction. Through stabilizing HIF-1α protein, DFOhas recently been shown to potentiate the homing of mesenchymal stemcells to promote target tissue regeneration. In a mouse hind limbischemia model, DFO was shown to promote vascular repair and relieftissue ischemia.

Drug-loaded nanoparticles have emerged as a promising strategy forefficient drug delivery for the treatment of a variety of diseases.Drugs encapsulated in nanoparticles may display increased availabilitydue to higher specific surface area and biocompatibility of theformulated particles.

As the size of a particle decreases, the surface area to the volumeratio increases, leading to an increased dissolution velocity, asdescribed by Noyes-Whitney equation. Additionally, the saturationsolubility of a particle increases as the particle size decreases, asdescribed by the Kelvin and Ostwald-Freundlich equation, particularlyafter the particle size falls below about 1 μm. These phenomena make ananoparticle formulation a highly effective means to enhance masstransfer from the particle to the surrounding medium. By suspending adrug as nanoparticles, one can achieve a dose that is higher than thatof a solution, which is thermodynamically limited by the aqueoussolubility of drug.

There is a great clinical interest in formulations and methods toimprove the success of solid organ transplants, particularly lungtransplants. Current surgical procedure of lung transplantation andpost-operative management cannot effectively prevent airway ischemia andassociated airway complications. The present invention addresses theneed to limit airway complications.

PUBLICATIONS

Jiang et al. (2011) J Clin Invest. 121(6):2336-2349 discussesadenovirus-mediated HIF-1α gene transfer to promote repair of mouseairway allograft microvasculature and attenuation of chronic rejection.Also see commentary by Wilkes (2011) J Clin Invest. 121(6):2155-2157.Jiang et al. (2013) Journal of Molecular Medicine (in press), describesupregulation of HIF-1α gene in recipient cells through geneticallyknocking down of VHL promotes airway perfusion and prevents fungusinvasion.

SUMMARY OF THE INVENTION

Formulations and methods are provided for improving the function, i.e.clinical outcome, of a lung transplant. In certain embodiments,formulations of the invention comprise nanoparticles of an effectivedose of HIF-1α stabilizer suspended in a carrier compatible with thetissue of interest. The formulation is topically applied to the surfaceof tissues at the site of anastomosis, usually immediately prior to, orat the time of transplantation surgery.

In one embodiment, a HIF-1α stabilizer is an iron chelator such as,deferoxamine (DFO), deferasirox (DFX), and deferiprone (DFP). In otherembodiments, the iron chelator is selected from the group consisting ofPIH (pyridoxal isonicotinoyl hydrozone), DFT (a desferrithiocin), DBED(N,N′-bis-dibenzyl ethylenediaminediacetic acid), FDO (a furildioxime),BDP (dexrazoxane), ZIL (Zileuton), DOX (doxorubicin), BHT (abis-hydroxylaminetriazine), HBP (a 3-hydroxybezopyran-4-one), CAC(enterobactin), Triapine and ciclopirox, Lactoferrin, DP44mT,clioquinol, sideromycines, Salicylaldehyde isonicotinoyl hydrazine,S956711, FG-0041, TM6008, and analogs of any of the foregoing with ironchelating activity.

In another embodiment, HIF-1α stabilizer is a non-iron-chelating PHDinhibitor. In various embodiments, the PHD inhibitor is selected from agroup consisting of TM6089, FG-4592, FG-2216, JNJ42041935, FG-4497, EDHB(ethyl-3,4-dihydroxybenzoate), DMOG (dimethyloxallyl glycine), N-OG(N-oxalyglycine), DHB (3,4-dihydroxybenzoate), IOX2 (Axon1921), IOX1,Axon1948, 2,4-DPD, GSK360A, FG-6515, 1,4-DPCA(4,4α-dihydro-4-oxo-1,10-phenanthroline-3-carboxylic acid), ICA ((PHD-I)2-(1-chloro-4-hydroxyisoquinoline-3-carboxamido) acetate), and analogsof any of the forgoing with non-iron-chelating PHD inhibiting activity.

In preferred embodiments the HIF-1α stabilizer is formulated asencapsulated nanoparticles. A nanoparticle formulation provides theadvantages of delivery over an extended period of time; and targeted tothe interior of cells to stabilize HIF-1α. Encapsulation improves thesustained release. Suspension of the nanoparticles in a lipidformulation improves the penetration of the drug into tissues and cells.

In some embodiments of the invention, the solid organ is a lung. Thepresent invention provides a system for limiting airway complications byalleviation of airway tissue ischemia and hypoxia, and overcomingrejection of a transplanted lung by maintaining open small airways. Insuch embodiments, the nanoparticles may comprise active agent admixedwith a stabilizer that is compatible with tracheal contact. Theformulation is topically applied, by direct contact with at least oneinner or outer surface involved in anastomosis of a lung, including thesite of tracheal anastomosis, which may include at least one bronchialsurface. For example, the trachea, bronchia, etc. may be soaked oradministered with the pharmaceutical formulation, where the formulationis contacted with the tissue for a period of time sufficient to allowpenetration of the active agent, for example to a depth of at leastabout 1 mm, at least about 1.5 mm, at least about 2 mm, etc., whichperiod of time may be at least 1 minute, at least 5 minutes, at least 10minutes, or more.

In some embodiments, a lung being transplanted is maintained infunctional condition by the methods of the invention, i.e. by contactingat least one tracheal surface with an effective dose of a nanoparticleformulation of the invention. In such embodiments, ischemia within thetransplanted lungs is avoided by maintenance of the patency of the smallairways of the lung. The methods of the invention also provide for anincrease in the percentage of successful transplanted lungs. The benefitof methods of the invention can include: 1) promoting the healing of thebronchial anastomosis, 2) increasing airway perfusion and relief ofhypoxia, 3) decreasing acute organ failure, 4) prevention or delay ofchronic rejection. All of these benefits are related to the fact thatpreservation of airway perfusion limits the fibrotic airway remodelingthat accompanies rejection responses and also limits the invasiveness ofpathogens.

An effective dose of active agent is that dose which, when provided to apatient, is effective in improving microvascular anastomosis formationand microvascular perfusion at the transplanted organ, for example inimproving airway microvascular perfusion after a period of from about 3to about 10 days, relative to a control transplant in the absence oftreatment with the methods of the invention. An effective dose may varydepending on the active agent and the size of the surface that is beingtreated. In some embodiments, e.g. using DFO as an active agent, theeffective dose for administration at the time of transplantation surgerymay be at least about 10 mg, at least about 50 mg, and not more thanabout 1000 mg, usually not more than about 500 mg, or not more thanabout 200 mg, and may be from about 100 mg to about 500 mg.

In some embodiments a composition is provided for topical administrationto an internal organ, particularly during transplantation, where thecomposition comprises or consists essentially of an effective dose of aniron chelator active agent in nanoparticle form, including withoutlimitation, deferoxamine (DFO), deferasirox (DFX), and deferiprone(DFP), etc. suspended in a carrier compatible with the tissue ofinterest. In other embodiments, the iron chelator is selected from thegroup consisting of PIH (pyridoxal isonicotinoyl hydrozone), DFT (adesferrithiocin), DBED, FDO (a furildioxime), BDP (dexrazoxane), ZIL(Zileuton), DOX (doxorubicin), BHT (a bis-hydroxylaminetriazine), HBP (a3-hydroxybezopyran-4-one), CAC (enterobactin), Triapine and ciclopirox,Lactoferrin, DP44mT, clioquinol, sideromycines, Salicylaldehydeisonicotinoyl hydrazine, S956711, FG-0041, TM6008, and analogs of any ofthe foregoing with iron chelating activity. In other embodiments thenanoparticles are comprised of a non-iron-chelating PHD inhibitor, whichmay be selected from a group consisting of TM6089, FG-4592, FG-2216,JNJ42041935, FG-4497, EDHB, DMOG, N-OG, DHB (3,4-dihydroxybenzoate),IOX2 (Axon1921), IOX1, Axon1948, 2,4-DPD, GSK360A, FG-6515, 1,4-DPCA,ICA, and analogs of any of the forgoing with non-iron-chelating PHDinhibiting activity.

The nanoparticles are usually comprised of the active agent and apharmaceutically acceptable stabilizer, where the active agent may be atleast about 5% of the total nanoparticle weight, and not more than about50% of the total nanoparticle weight. The nanoparticles may be suspendedin a pharmaceutically acceptable carrier at a concentration thatprovides for the desired dose of active agent.

Another aspect of the present invention relates to the use of aneffective dose of an iron chelator active agent in nanoparticle form inthe manufacture of a medicament for improving the function of a solidorgan transplant, wherein the medicament is topically applied to thesurface of tissues at the site of anastomosis, usually immediately priorto, or at the time of transplantation surgery.

The pharmaceutical formulation of the invention may be packaged for useduring surgery, in a sterile unit dose, optionally with applicator, andmay include labeling and/or instructions for use.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1. Analysis of drug molecule structure and morphology study ofencapsulated nanoparticles. A. A schematic showing the procedure fornanoparticle formulation. B and C. Drug structure analysis by Ramanspectroscopy showing the structures of pure DFO (B) and DFO in thenanoparticle formulation (C). D and E. Nanoparticle morphology analysisshows that the vehicle (D) and DFO dry powders (E) are homogeneous.Scale bar: 20 μm (D, E).

FIG. 2. Sample homogeneity analysis of DFO in nanoparticle islands on aSi wafer. A-F. DFO sample homogeneity was assessed by optical image (A),AFM height (B), locally equalized AFM height (C), AFM phase shift (D),confocal Raman maps of DFO (red arrows) (E) and the excipient (greenarrows) (F). The Raman confocal maps were acquired by integrating theintensities of the following peaks: DFO peak centered at 1620 cm⁻¹(1600-1640 cm⁻¹) (E) and excipient peak at 1655-1695 cm⁻¹ (F). Scalebar: 5 μm.

FIG. 3. Assessment of the nanoparticle penetration into tracheas. A.Kinetics of DFO nanoparticle penetration into mouse tracheas. B and C.Analysis of the depth of the nanoparticle penetration into pig (C) andhuman tracheas. The DFO concentrations were measured by HPLC (A to C).Data are shown as means±SEM.

FIG. 4. Subepithelial cellular localization of nanoparticleformulations. A and B. Confocal microscopy images showing thesubepithelial cellular distribution of vehicle alone nanoparticles (A)and DFO nanoparticles (B). C. Quantification of cellular nanoparticlelocalization by percentage of cells with cytoplasmic fluorescence. Red:Rhodamine-labeled DSPE-PEG identifies the lipid vehicles of thenanoparticles; Blue: Nuclear staining by DAPI. White arrows: cells withno cytoplasmic fluorescent signal. Data are shown as means±SEM. NS, notsignificant, Student's t test (C). Scale Bar: 20 μm (A, B).

FIG. 5. Effects of DFO nanoparticle formulation on airway microvascularperfusion. A. Confocal microscopic imaging showing microvascularperfusion of non-, vehicle- and DFO nanoparticle-treated airwayallografts at d3 and d10 following transplantation. B. Quantification ofperfused airway microvasculature following transplantation. C. Airwayblood perfusion measured by laser Doppler flowmetry at d3 and d10following transplantation. Scale bar: 100 μm (A). Data are shown asmeans±SEM. *P<0.05, Student's t test (B, C).

FIG. 6. Analysis of angiogenic growth factors and associated angiogeniccytokines. A-E. Real time RT-PCR analysis of mRNA expression ofangiogenic growth factors in d3 airway allografts treated with vehicleor DFO nanoparticles (n=3-5). F. Real time RT-PCR analysis of Tie2 mRNAexpression in d3 allografts treated with vehicle or DFO nanoparticles(n=3-5). Data are shown as means±SEM. NS, not significant; *P<0.05,Student's t test.

FIG. 7. Increased levels of p-eNOS and Ki67 in the endothelial cells oftracheas treated with DFO nanoparticles. A, C. Confocal microscopicimages showing increased p-eNOS (green, white arrows) and Ki67 (green,white arrows) in ECs of DFO treated airways. B, D. Quantification ofp-eNOS⁺ cells and Ki67⁺ cells (n=3-5). Scale bars: 20 μm (A, C). Dataare shown as means±SEM. *P<0.05, Student's t test (B, D).

FIG. 8. Decreased levels of perivascular ROS production and endothelialcell apoptosis in DFO treated tracheas. A, C. Confocal microscopicimages showing decreased perivascular ROS production by DHE staining(red, white arrows) and EC apoptosis by TUNEL staining (green, whitearrows). B, D. Quantification of perivascular DHE staining and EC TUNELstaining (n=3-5). Scale bars: 20 μm (A, C). Data are shown as means±SEM.*P<0.05, Student's t test (B, D).

FIG. 9. SEM images of mouse tracheas following incubation in vehicle ornanoparticle solution. Tracheas were examined by SEM following a 10 minincubation in the nanoparticle solution. A, B. Adventitial layer (A) andmucosal layer (B) of non-, vehicle-, and nanoparticle-treated tracheas.

FIG. 10. Immunofluorescent staining of PLGF and SDF-1 in vehicle- orDFO-treated d3 airway allografts. A, B. Augmented PLGF staining (green,white arrows) (A) and SDF-1 staining (red, white arrows) (B) wereobserved in DFO-treated d3 allografts. VEGFR2 (A) and CD31 (B) were usedto as endothelial cell markers. Scale bar: 20 μm.

DETAILED DESCRIPTION OF THE EMBODIMENTS

The clinical outcome of a solid organ transplantation, including withoutlimitation lung transplantation, is improved by directly contacting thesurface of tissues at the site of anastomosis, usually immediately priorto, or at the time of transplantation surgery, with a nanoparticleformulation comprising an effective dose of an iron chelator activeagent in nanoparticle form, including without limitation, deferoxamine(DFO), deferasirox (DFX), and deferiprone (DFP), etc. suspended in acarrier compatible with the tissue of interest.

Before the present methods are described, it is to be understood thatthis invention is not limited to particular methods described, as suchmay, of course, vary. It is also to be understood that the terminologyused herein is for the purpose of describing particular embodimentsonly, and is not intended to be limiting, since the scope of the presentinvention will be limited only by the appended claims.

Where a range of values is provided, it is understood that eachintervening value, to the tenth of the unit of the lower limit unlessthe context clearly dictates otherwise, between the upper and lowerlimit of that range and any other stated or intervening value in thatstated range is encompassed within the invention. The upper and lowerlimits of these smaller ranges may independently be included in thesmaller ranges encompassed within the invention, subject to anyspecifically excluded limit in the stated range.

Unless defined otherwise, all technical and scientific terms used hereinhave the same meaning as commonly understood by one of ordinary skill inthe art to which this invention belongs. Although any methods andmaterials similar or equivalent to those described herein can also beused in the practice or testing of the present invention, the preferredmethods and materials are now described. All publications mentionedherein are incorporated herein by reference to disclose and describe themethods and/or materials in connection with which the publications arecited.

It must be noted that as used herein and in the appended claims, thesingular forms “a”, “and”, and “the” include plural referents unless thecontext clearly dictates otherwise. Thus, for example, reference to “ananoparticle” includes a plurality of such nanoparticles and equivalentsthereof known to those skilled in the art, and so forth.

Definitions

The terms “treating”, and “treatment” and the like are used herein togenerally mean obtaining a desired pharmacological and/or physiologicaleffect. The effect may be prophylactic in terms of preventing orpartially preventing a disease, symptom or condition thereof and/or maybe therapeutic in terms of a partial or complete cure of a condition,symptom or adverse effect attributed to the condition. The term“treatment” as used herein covers particularly the topical applicationof a composition comprising an iron chelator active agent innanoparticle form at the site of trachea anastomosis. The term“prophylaxis” is used herein to refer to a measure or measures taken forthe prevention or partial prevention of a disease or condition.

The term “subject” includes mammals, e.g. cats, dogs, horses, pigs,cows, sheep, rodents, rabbits, squirrels, bears, primates such aschimpanzees, gorillas, and humans.

As used herein, the term “solid organ transplantation” is used inaccordance with the conventional meaning of the term, where an organfrom a donor, which donor may be living or deceased, in placed into thebody of a recipient in the appropriate position and cardiovascularconnections to be physiologically integrated into the recipient.Transplantation of lung(s) is of particular interest for the methods ofthe invention, although the methods do not exclude transplantation ofother organs, e.g. pancreas and including kidney, pancreatic isletcells; heart; intestine, liver; skin, and the like as known in the art.In some embodiments the transplantation involves multiple anastomoses,e.g. transplantation of lung, heart, liver, kidney. The transplantedorgan may be referenced as a “graft”, and the physiological integrationof the organ may be referred to as engraftment.

The term “graft management” refers to therapeutic methods that induceand/or promote repair engraftment of a solid organ, but not limited to,lung transplantation.

As used herein, the term “iron chelating compound” or “iron chelator” isintended to mean a compound that binds iron between one or more bindingsites so as to form a chelate. An iron chelating compound bound orcomplexed with iron is referred to herein as an iron chelator. Chelatorsmay be categorized by their binding structures. Deferiprone (DFP) is abidentate chelator requiring three molecules each with two iron bindingsites for the six coordination sites of iron(III). Deferasirox (DFX), atridentate chelator, requires two molecules for iron(III) coordination,and desferrioxamine (DFO) is a hexadentate chelator binding iron in a1:1 ratio.

Iron chelating compounds useful in the methods and formulations of theinvention include chelation compounds that can bind to all oxidationstates of iron including, for example, iron (−II) state, iron (−I)state, iron (0) state, iron (I) state, iron (II) state (ferrous), iron(III) state (ferric), iron (IV) state (ferryl) and/or iron (V). Ironchelation therapy refers to the use of an iron chelator to bind withiron in vivo to form an iron chelate so that the iron loses its toxiceffect or adverse physiological activity.

An iron chelating compound useful in a composition of the invention caninclude any chelator or other molecule that can bind and prevent ironutilization. Specific examples of iron chelating compounds included inthe compositions of the invention include, for example, deferoxamine,deferiprone and deferasirox. These exemplary iron chelating compoundsare particularly useful because they have been approved in variouscountries for therapeutic indications and are therefore, wellcharacterized, safe and non-toxic in humans.

The term “deferoxamine” (also known as desferrioxamine B, desferoxamineB, DFO-B, DFOA, DFB, DFO or desferal) is a bacterial siderophoreproduced by the actinobacteria Streptomyces pilosus, having thestructure(N-[5-[[4-[5-[acetyl(hydroxy)amino]pentylamino]-4-oxobutanoyl]-hydroxyamino]pentyl]-N′-(5-aminopentyl)-N′-hydroxybutanediamide). It has medicalapplications including, for example, as a chelating agent to removeexcess iron from the body. The mesylate salt of DFO-B is commerciallyavailable.

The term “deferiprone,” as it is used herein is intended to mean an ironchelating compound having the structure 1,2 dimethyl-3-hydroxypyrid-4-1.Deferiprone (DFP), also is known in the art as L1, CP20, Ferriprox, orKelfer. Deferiprone, is a member of the α-ketohydroxypyridine class ofiron chelators and is commercially available from, for example, Apotex,Inc. (Weston, Ontario, Canada).

The term “deferasirox” as it is used herein is intended to mean an ironchelating compound having the structure4-[3,5-Bis(2-hydroxyphenyl)-1H-1,2,4-triazol-1-yl]-benzoic acid andhaving a molecular weight of 373.4 daltons. Deferasirox, also is knownin the art as DFX, Exjade® or ICL 670, is a member of the class oftridentate iron chelators referred to as N-substitutedbis-hydroxyphenyl-triazoles. Deferasirox is commercially available from,for example, Novartis, Corp. (Basel, Switzerland), for example, underthe trademark Exjade®. According to the present invention, the terms“deferasirox”, “ICL670”, “Exjade®” are meant to refer to the activeingredient 4-[3,5-Bis(2-hydroxyphenyl)-1H-1,2,4-triazol-1-yl]-benzoicacid, e.g. 4-[3,5-Bis(2-hydroxyphenyl)-1H-1,2,4-triazol-1-yl]-benzoicacid or a pharmaceutically acceptable salt thereof. Deferasirox, itsprocess of manufacture and its uses are described in, for example, U.S.patent Nos. 6,465,50461 and 6,595,750 B2, and in European Patent No.EP0914118. Pharmaceutical preparations comprising4-[3,5-Bis(2-hydroxyphenyl)-1H-1,2,4-triazol-1-yl]-benzoic acid or apharmaceutically acceptable salt thereof are described in, for example,International Patent Application WO2004/035026.

Other iron chelating compounds also can be included in the compositionsof the invention. Such other iron chelating compounds are well known inthe art and include, for example, naturally occurring siderophores andxenosiderophores as well and non-naturally occurring compounds such asdeferiprone and deferasirox.

Non-naturally occurring iron chelating compounds are exemplified bymembers of the hydroxypyridin-4-one (HPO) class of chelators, such asdeferiprone, members of the N-substituted bis-hydroxyphenyl-triazoleclass of chelators such as deferasirox, diethylenetriaminepentaaceticacid (DTPA) and deferoxamine. Deferiprone, deferasirox and any of theabove exemplary iron chelating compounds as well as others well known inthe art can be included in the iron chelating compound containingcompositions of the invention.

Siderophores and xenosiderophores include, for example, hydroxamates andpolycarboxylates. The hydroxamates contain an N-δ-hydroxyornithinemoiety and are generally categorized into four exemplary families. Onecategory includes rhodotorulic acid, which is the diketopiperazine ofN-δ-acetyl-L-N δ-hydroxyornithine. Included within this category arederivatives such as dihydroxamate named dimerum acid. A second categoryincludes the coprogens, which contain anN-δ-acyl-N-δ-hydroxy-L-ornithine moiety. Coprogens also can beconsidered trihydroxamate derivatives of rhodotorulic acid with a linearstructure. A third category includes the ferrichromes, which consist ofcyclic peptides containing a tripeptide of N-δ-acyl-N-δ-hydroxyornithineand combinations of glycine, serine or alanine. The fourth exemplarycategory includes the fusarinines, also called fusigens, which can beeither linear or cyclic hydroxamates. Fusarinine is a compoundcharacterized by N acylation of N-hydroxyornithine by anhydromevalonicacid.

The polycarboxylates consist of a citric acid-containing polycarboxylatecalled rhizoferrin. The molecule contains two citric acid units linkedto diaminobutane. Rhizoferrin is widely distributed among the members ofthe phylum Zygomycota, having been observed in the order Mucorales andin the order Entomophthorales. Other categories of siderophores usefulas iron chelating compounds in the compositions of the inventioninclude, for example, the phenolate-catecholate class of siderophores,hernin, and β-ketoaldehyde phytotoxins.

The amount of iron chelating compound included in a composition of theinvention can vary but will generally be a therapeutically effectiveamount or an amount that can be reconstituted or diluted to atherapeutically effective amount. For example, effective amounts of ironchelating compounds of the invention are described further below withreference to the methods of the invention. An amount of one, some or alliron chelating compounds can be formulated in a composition of theinvention to correspond to these exemplary effective amounts.

An iron chelating compound also can be formulated in a composition ofthe invention in amounts greater than a therapeutically effective amountfor either short or long-term storage and the end user can dilute theformulation prior to use to a desired therapeutically effective amount.Alternatively, an iron chelating compound included in a composition ofthe invention can be lyophilized or produced in powder or other solidform and the end user can reconstitute the dry formulation prior to useto a desired therapeutically effective amount.

In some embodiments, the iron chelating agent is a HIF-1α potentiatingagent, or alternatively a HIF-1α potentiating agent other than an ironchelator. HIF-1 is an oxygen-dependent transcriptional activator, whichplays crucial roles in the angiogenesis of tumors and mammaliandevelopment. HIF-1 consists of a constitutively expressed HIF-1β subunitand one of three subunits (HIF-1α, HIF-2α or HIF-3α). The stability andactivity of HIF-1a are regulated by various post-translationalmodifications, hydroxylation, acetylation, and phosphorylation. Undernormoxia, the HIF-1α subunit is rapidly degraded via the vHL-mediatedubiquitin-proteasome pathway. The association of vHL and HIF-1α undernormoxic conditions is triggered by the hydroxylation of prolines andthe acetylation of lysine within a polypeptide segment known as theoxygen-dependent degradation (ODD) domain. During hypoxic conditionsHIF-1α subunit becomes stable and interacts with coactivators such asp300/CBP to modulate its transcriptional activity.

HIF-1 acts as a master regulator of numerous hypoxia-inducible genesunder hypoxic conditions. The heterodimer HIF-1 binds to the hypoxicresponse elements (HREs) of target gene regulatory sequences, resultingin the transcription of genes implicated in the control of cellproliferation/survival, glucose/iron metabolism and angiogenesis, aswell as apoptosis and cellular stress. Some of these direct target genesinclude glucose transporters, the glycolytic enzymes, erythropoietin,and angiogenic factor vascular endothelial growth factor (VEGF).

The term “HIF-1”, as used herein, includes both the heterodimer complexand the subunits thereof, HIF-1α and HIF-1. The HIF 1 heterodimerconsists of two helix-loop-helix proteins; these are termed HIF-1α,which is the oxygen-responsive component (see, e.g., Genbank accessionno. Q16665), and HIF-1β. The latter is also known as the arylhydrocarbon receptor nuclear translocator (ARNT).

HIF-1α potentiating agents include agents that increase the accumulationof, or stability of, HIF-1α; directly provide HIF-1α activity; orincrease expression of HIF-1. Such agents are known in the art, or maybe identified through art-recognized screening methods.

Compounds currently identified as HIF-1 potentiating agents includecofactor-based inhibitors such as 2-oxoglutarate analogues, ascorbicacid analogues and iron chelators such as desferrioxamine (DFO), thehypoxia mimetic cobalt chloride (CoCl₂), and mimosine,3-Hydroxy-4-oxo-1(4H)-pyridinealanine, or other factors that may mimichypoxia. Also of interest are hydroxylase inhibitors, includingdeferiprone, 2,2′-dipyridyl, ciclopirox, dimethyloxallyl glycine (DMOG),L-Mimosine (Mim) and 3-Hydroxy-1,2-dimethyl-4(1H)-Pyridone(OH-pyridone). Other HIF hydroxylase inhibitors are described herein,including but not limited to, oxoglutarates, heterocyclic carboxamides,phenanthrolines, hydroxamates, and heterocyclic carbonyl glycines(including, but not limited to, pyridine carboxamides, quinolinecarboxamides, isoquinoline carboxamides, cinnoline carboxamides,beta-carboline carboxamides, including substitutedquinoline-2-carboxamides and esters thereof; substitutedisoquinoline-3-carboxamides and N-substituted arylsulfonylaminohydroxamic acids (see, e.g., PCT Application No. WO 05/007192, WO03/049686 and WO 03/053997), and the like.

Compounds reported to stabilize HIF-1α also include[(3-hydroxy-6-isopropoxy-quinoline-2-carbonyl)-amino]-acetic acid,[3-hydroxy-pyridine-2-carbonyl)-amino]-acetic acid,[N-((1-chloro-4-hydroxy-isoquinoline-3-carbonyl)-amino)-acetic acid,[(7-bromo-4-hydroxy-isoquinoline-3-carbonyl)-amino]-acetic acid,[(7-chloro-3-hydroxy-quinoline-2-carbonyl)-amino]-acetic acid,[(1-bromo-4-hydroxy-7-kifluoromethyl-isoquinoline-3-carbonyl)-amino]-aceticacid,[(1-Bromo-4-hydroxy-7-phenoxy-isoquinoline-3-carbonyl)-amino]-ace-ticacid,[(1-Chloro-4-hydroxy-7-phenoxy-isoquinoline-3-carbonyl)-amino]-aceticacid,[(1-Chloro-4-hydroxy-7-methoxy-isoquinoline-3-carbonyl)-amino]-aceticacid, [(1-chloro-4-hydroxy-isoquinoline-3-carbonyl)-amino]-acetic acid,[(4-Hydroxy-7-phenoxy-isoquinoline-3-carbonyl)-amino]-acetic acid,[(4-Hydroxy-7-phenylsulfanyl isoquinoline-3-carbonyl)-amino]-aceticacid,[(4-Hydroxy-6-phenylsulfanyl-isoquinoline-3-carbonyl)-amino]-aceticacid, 4-Oxo-1,4-dihydro-[1,10]phenanthroline-3-carboxylic acid,4-hydroxy-5-methoxy-[1,10]phenanthroline-3-carboxylic acid ethyl ester,[(7-benzyloxy-1-chloro-4-hydroxy-isoquinoline-3-carbonyl)-amino]-aceticacid methyl ester, and3-{[4-(3,3-Dibenzykureido)-benzenesulfonyl]-[2-(4-methoxy-phenyl)-ethyl]-amino}-N-hydroxy-propionamide.

The term “pharmaceutically acceptable” as used herein refers to acompound or combination of compounds that will not impair the physiologyof the recipient human or animal to the extent that the viability of therecipient is compromised. Preferably, the administered compound orcombination of compounds will elicit, at most, a temporary detrimentaleffect on the health of the recipient human or animal.

The formulations of the invention can comprise nanoparticles of an ironchelating active agent, or a non-chelating HIF-1α stabilizing agent asdescribed above, and generally admixed with a stabilizer or cocktail ofstabilizers. The nanoparticle can comprise or consist essentially of theactive agent at a concentration of up to about 5%, up to about 10%, upto about 15%, up to about 20%, up to about 25%, up to about 30%, up toabout 35%, up to about 40%, up to about 45%, up to about 50%, up toabout 55%, up to about 60%, up to about 65%, up to about 70%, up toabout 75% of the total weight, and the like. It will be understood byone of skill in the art that two or more active compounds can beco-formulated, in which case the purity shall refer to the combinedactive agents.

In some embodiments the nanoparticle comprises from about 40% to about60% by weight active agent, and may comprise from about 45% to about 50%by weight active agent.

The balance of the nanoparticle weight is provided by stabilizer, i.e.up to about 95%, up to about 90%, up to about 85%, up to about 80%, upto about 75%, up to about 70%, up to about 65%, up to about 60%, up toabout 55%, up to about 50%, up to about 45%, up to about 40% of thetotal weight.

In some embodiments the nanoparticle comprises from about 40% to about60% by weight stabilizer, and may comprise from about 50% to about 55%by weight stabilizer or combination of stabilizers.

The nanoparticles have a controlled size, as appropriate foroptimization of drug delivery. Usually the particle will have a diameterof up to about 10 nm, up to about 50 nm, up to about 100 nm, up to about250 nm, up to about 500 nm, up to about 1 μm, up to about 2.5 μm, up toabout 5 μm, and not more than about 10 μm in diameter. In someembodiments the nanoparticle size is from about 100 nm to about 5 μm indiameter, for example from about 100 nm to about 500 nm, from about 500nm to about 1 μm, and the like. The nanoparticle optionally has adefined size range, which may be substantially homogeneous, where thevariability may not be more than 100%, 50%, or 10% of the diameter.

Nanoparticles can be formed by various methods, including, in someembodiments, the methods exemplified herein. Methods of interest mayinclude, without limitation, particles precipitated out of solution(bottom-up) for example by lyophilization, or milled from largerparticles (top-down). In both mechanisms, the total surface areaincreases which increases the free energy of the particles. The systemcompensates for this increase in free energy by dissolving crystallinenuclei and precipitating onto other particles in a process known asOstwald Ripening or by agglomerating smaller particles. Some processesthat are currently under investigation include: wet milling,supercritical fluid extraction, spray drying; electrospray;high-pressure homogenization; and recrystallization via solventdisplacement. In addition to chemical processing technologies, multiplestudies have examined different polymeric nanoparticle fabricationmethods. These techniques generally involve polyelectrolyte complexformation, double emulsion/solvent evaporation techniques, or emulsionpolymerization techniques. Spray drying is a process that uses jets ofdissolved or suspended drug in an aqueous or other fluid phase that isforced through high pressure nozzles to produce a fine mist. Often, abulking agent will be added to the fluid as well. The aqueous or otherliquid contents of the mist evaporate, leaving behind a fine powder. Amodification of spray drying, called air nebulization spray drying, usestwo wedge-shaped nozzles through which compressed air passes and liquidsolutions pass at high velocity. The wedge-shaped nozzle acts as a fluidacceleration zone where the four streams collide at high velocity,producing a shock wave that generates fine droplets. The droplets thendescend into a column while being dried into a solid powder by heatedair before being collected.

Stabilizers of interest include, without limitation, lecithin, which arenaturally occurring mixtures of diglycerides of stearic, palmitic, andoleic acids, linked to the choline ester of phosphoric acid. Lecithinmay be added to the first mixture, with the drug and oil. Otherstabilizers of interest include, for example, cationic lipids,particularly phospholipids. A protein, such as albumin (for examplebovine serum albumin, human serum albumin, etc.) may be used.Polyvinylpyrrolidone (PVP) is a water soluble branched polymer ofN-vinylpyrrolidone, having a molecular weight of about 10K, and may behigher, e.g. from about 20K to 50K. Chitosan is a linear polysaccharidecomposed of randomly distributed β-(1,4) D-glucosamine andN-acetyl-D-glucosamine.

In some embodiments, the nanoparticles are stabilized with a mixture ofalbumin or other suitable protein, and a cationic lipid, e.g. in a ratioof about 1:15, 1:12, 1:11, 1:10; 1:9; 1:8, 1:5, etc. by weight. Duringformation of the nanoparticles, the stabilizer of the nanoparticles maybe added to a suspension of the active agent before lyophilization.

The term “cationic lipids” is intended to encompass molecules that arepositively charged at physiological pH, and more particularly,constitutively positively charged molecules, comprising, for example, aquaternary ammonium salt moiety. Cationic lipids used in the methods ofthe invention typically consist of a hydrophilic polar head group andlipophilic aliphatic chains. See, for example, Farhood et al. (1992)Biochim. Biophys. Acta 1111:239-246; Vigneron et al. (1996) Proc. Natl.Acad. Sci. (USA) 93:9682-9686.

Cationic lipids of interest include, for example, imidazoliniumderivatives (WO 95/14380), guanidine derivatives (WO 95/14381),phosphatidyl choline derivatives (WO 95/35301), and piperazinederivatives (WO 95/14651). Examples of cationic lipids that may be usedin the present invention include1,2-distearoyl-sn-glycero-3-phosphocholine (DSPC);1,2-dipalmitoyl-sn-glycero-3-phosphocholine (DPPC); DOTIM (also calledBODAI) (Solodin et al., (1995) Biochem. 34: 13537-13544), DDAB (Rose etal., (1991) BioTechniques 10(4):520-525), DOTMA (U.S. Pat. No.5,550,289), DOTAP (Eibl and Wooley (1979) Biophys. Chem. 10:261-271),DMRIE (Feigner et al., (1994) J. Biol. Chem. 269(4): 2550-2561), EDMPC(commercially available from Avanti Polar Lipids, Alabaster, Ala.),DCChol (Gau and Huang (1991) Biochem. Biophys. Res. Comm. 179:280-285),DOGS (Behr et al., (1989) Proc. Natl. Acad. Sci. USA, 86:6982-6986),MBOP (also called MeBOP) (WO 95/14651), and those described in WO97/00241.

The term “carrier” as used herein refers to any pharmaceuticallyacceptable solvent or agent that will allow a therapeutic composition tobe administered directly to a body surface, particularly for directcontact on the surface of tissues at the site of anastomosis,immediately prior to, or at the time of transplantation surgery. Thecarrier allows the active agent to be topically applied to an exposedsurface of an organ for transplantation and the site of the recipientwhere the organ is to be placed. A preferred carrier provides for drugpenetration to a depth of at least about 1 mm, at least about 1.5 mm, atleast about 2 mm from the surface, e.g. over a period of up to about 5minutes, up to about 10 minutes, up to about 15 minutes, up to about 30minutes, etc.

Carrier as used herein, therefore, refers to such solvent as, but notlimited to, water, oil, saline, oil-water emulsions, or any othersolvent or combination of solvents and compounds known to one of skillin the art that is pharmaceutically and physiologically acceptable tothe recipient human or animal.

The nanoparticles are suspended in the carrier at a concentrationsuitable for providing homogenous and effective drug application upontopical contact. In some embodiments the nanoparticles are provided as adried powder with instructions for mixing. In other embodiments thenanoparticles and carrier are provided as separate entities, withinstructions for mixing. In other embodiments the nanoparticles andcarrier are formulated as a single entity, e.g. where the nanoparticlescomprise up to about 5% weight/volume of the formulation, up to 7.5%, upto 10%, up to 12.5%, up to 15%, up to 17.5%, up to 20%, up to 22.5%, upto 25%, etc. In some such embodiments the nanoparticles comprise fromabout 5% to about 15%, or from about 7.5% to about 12.5% w/v of theformulation.

In some embodiments the carrier is propylene glycol or similar compound,e.g. glycerol, 1,3-butanediol, sorbitol, etc. provided in an aqueoussolution. The carrier solution may comprise an aqueous solution of up toabout 25% propylene glycol, glycerol, 1,3-butanediol, sorbitol, etc., upto about 30%, up to about 35%, up to about 40%, up to about 45%, up toabout 50%, up to about 55%, up to about 60%, up to about 65%, up toabout 70%, up to about 75%, etc. In some embodiments the carriercomprises an aqueous solution of propylene glycol or similar compound,e.g. glycerol, 1,3-butanediol, sorbitol, etc. at a concentration of fromabout 30% to about 50%, e.g. around about 40%.

In alternative embodiments the carrier is a physiologically acceptableoil. As used herein, the term refers to an oil, particularly atriglyceride, that can be applied to internal organs, particularlyapplied to lung tissue, including without limitation the trachea.Triglycerides are of particular interest for this purpose, whichincludes short, medium and long chain triglycerides. The term“trigylceride” as used herein refers to a triester of glycerol(HO—CH(CH₂OH)₂). The three ester groups may be identical, two of thethree may be the same, with the third being different or all three maybe different. The term “short chain triglyceride” as used herein, refersto a triglyceride comprising ester groups containing less than 8 linearcarbon atoms. The term “medium chain triglyceride” as used herein,refers to a triglyceride comprising ester groups containing 8 to 12linear carbon atoms. In some embodiments the oil is Labrafac™ LipophileWL1349.

Surfactants of interest include both ionic, e.g. cationic, anionic andzwitterionic, and nonionic surfactants, particularly non-ionic. Specificsurfactants and detergents of interest include: Cationic surfactants,such as polyquaternium-10, guar hydroxypropyltrimonium chloride,laurtrimonium chloride, cetrimonium chloride, laurtrimonium bromide,cetrimonium bromide, lauralkonium chloride, stearalkonium chloride,trimethylglycine, ditallowdimonium chloride, alkyl dimethylbenzylammonium chlorides and alkyl trimethylammonium methosulfate,Alkyltrimethylammonium Bromides, Cetyldimemylethylammonium Bromide,Benzalkonium Chloride, Cetylpyridinium Benzethonium Chloride,Decamethonium Bromide, Benzyldimethyldodecylammonium Bromide,Dimethyldioctadecylammonium Bromide, BenzyldimethylhexadecylammoniumBromide, Methylbenzethionium Chloride, BenzyldimethyltetradecylammoniumBromide, Methyltrioctylammonium Chloride,N,N\N′-Polyoxyethylene(10)-N-tallow-I,3-diaminopropane, and the like;

Anionic surfactants, such as naturally occurring anionic surfactantcompounds or derivatives thereof, e.g. bile salts (cholic acid,dehydrocholic, deoxycholic, lithocholic, taurcholic acid, glycocholicacid, etc.,) as well as synthetic surfactants and detergents, e.g.sodium dodecyl sulfate, sodium lauroyl glutamate, sodium undecenylglutamate, sodium cetyl glutamate, lauryl phosphate, cetyl phosphate,disodium laureth-3 sulfosuccinate, sodium cocoyl isethionate, sodiumlauryl sulfate, sodium tetradecyl sulfate, sodium 2-ethylhexyl sulfate,sodium octylphenol glycolether sulfate, sodium dodecylbenzene sulfonate,sodium lauryldiglycol sulfate, ammonium tritertiarybutyl phenol andpenta- and octa-glycol sulfonates, disodium n-octyldecyl sulfosuccinate,sodium dioctyl sulfosuccinate, sodium diisooctyl sulphosuccinate, acylisethionates, acyl taurates, fatty acid amides of methyl tauride andacyl sarcosinates, Aerosol 22, Dioctyl Sulfosuccinate, Dodecyl Sulfate,Aerosof-OT, 1-Dodecansulfonic Acid, 1-Nonanesulfonic Acid, Alginic Acid,Glycocholic Acid, 1-OctanesulfonicAcid, Caprylic Acid, GlycodeoxycholicAcid, 1-Pentanesulfonic Acid, 1-Decanesulfonic Acid, 1-HeptanesulfonicAcid, Taurocholic Acid, Dehydrocholic Acid, 1-Hexanesulfonic Acid,Taurodeoxycholic Acid, Deoxycholic Acid, N-Lauroylsarcosine, Tergitolandthe like;

Zwitterionic surfactants, e.g. CHAPS, lauramidopropyl betaine,cocamidopropyl betaine, cocamidopropyl hydroxysultaine,cocamidopropylamine oxide, lauryl betaine, lauryl hydroxysultaine,lauraminoxide, myristamine oxide, sodium lauroamphoacetate, sodiumcocoamphoacetate and lauroamphocarboxyglycinate CHAPS+,N-Octadecyl-N,N-dimethyl-3-ammonio-CHAPSO⁺, 1-propmesfonateN-Decyl-N,N-dimemyl-3-ammomo-N-Octyl-N,N-dimeyl-3-ammonio-1-propanesulfonate,1-propanesulfonateN-Dodecyl-N,N-dimethyl-3-ammonio-Phosphatidylcholine,1-propanesulfonateB-Tetradecyl-N,N-dimethyl-3-ammonio-N-Hexadecyl-N,N-dimethyl-3-ammonio-1-propanesulfonate,1-propanesulfonate and the like; and

Non-ionic surfactants, e.g. nonoxynol-9, glycol monostearate, glycoldistearate, PEG-150 distearate, methyl gluceth-10, methyl gluceth-20,methyl glucose sesquistearate, sodium PCA, polyethoxy 20 sorbitanmonooleate, polyoxyethylene ethers and TRITON®, TERGITOL® and SURFYNOL™surfactants, BIGCHAP, Decanoyl-N-methylglucamide, n-Nonylα-D-glucopyranoside, n-Decyl-α-D-Glucopyranoside, n-Nonylβ-D-glucopyranoside, n-Decyl-β-D-Glupyranoside,Octanoyl-N-methylglucamide, n-Decyl-β-D-Maltopyranoside, n-Octylα-D-Glucopyranoside, Deoxy-BIGCHAP, n-Octyl β-D-Glucopyranoside,n-Dodecyl-β-D-Glucopyranoside, Octyl β-D Thiogalactopyranoside,n-Dodecyl-α-D-Maltoside, Octyl β-D-Thioglucopyranoside,n-Dodecyl-β-D-Maltoside, Polyoxyethylene Esters,Heptanoyl-N-methylglucamide, Polyoxyethylene Ethers,n-Heptyl-β-D-Glucopyranoside, Polyoxyethylenesorbital Esters,n-Heptyl-β-D-Thioglucopyranoside, Sorbitan Esters,n-Hexyl-β-Dglucopyranoside, n-Tetradecyl β-D-Maltoside, Igepal CA-630,Tritons, 1-Monooleoyl-rac-glycerol, Nonanoyl-N-methylgluamide,Tyloxapol, n-Undecyl β-D-Glucopyranoside, Saponin, Nonidet P-40,Digitonin, and the like; etc.

Of interest are poloxamers, which are nonionic triblock copolymerscomposed of a central hydrophobic chain of polyoxypropylene(poly(propylene oxide)) flanked by two hydrophilic chains ofpolyoxyethylene (poly(ethylene oxide)). Because the lengths of thepolymer blocks can be customized, many different poloxamers exist thathave slightly different properties. For the generic term “poloxamer”,these copolymers are commonly named with the letter “P” (for poloxamer)followed by three digits, the first two digits×100 give the approximatemolecular mass of the polyoxypropylene core, and the last digit×10 givesthe percentage polyoxyethylene content (e.g., P407=Poloxamer with apolyoxypropylene molecular mass of 4,000 g/mol and a 70% polyoxyethylenecontent). In some embodiments Poloxamer 188 is used.

Formulations of the Invention

The formulations of the invention provide nanoparticles having a highconcentration of an iron chelating active agent, stabilized and in acarrier acceptable for topical contact, e.g. for contact with an airwaysurface. The formulation for administration is usually a suspension ofthe iron chelating active agent nanoparticles, e.g. DFO, DFX, DFP, andthe like, suspended in a suitable carrier. In some embodiments theactive agent is DFO. The formulation is typically at least about 5%,7.5% or 10% nanoparticles comprising the active agent, and not more thanabout 25%, 15%, or 12.5% nanoparticles comprising the active agent,where the balance is a physiologically compatible carrier.

The formulations of the invention include both a nanoparticlecomposition, and a suspension thereof that provides a chelatorsuspension suitable for topical contact with internal organs, whichorgans may include lungs. The chelator formulation is a suspension ofnanoparticles in a carrier that is biologically compatible, particularlycompatible with tracheal tissue. Oil carriers of interest include mediumchain trigyclerides, e.g. labrafac, while alternative carriers ofinterest include solutions of sorbitol, propylene glycol, glycerol,1,3-butanediol, etc.

To generate the nanoparticles, the active agent, e.g. a pharmaceuticalgrade drug, is dissolved or suspended in a solvent appropriate for thedrug, e.g. water, ethanol, methanol, acetone, etc. One of skill in theart can select a suitable solvent for the active agent of interest. Theactive agent can be admixed with a nanoparticle stabilizer, e.g.lecithin, albumin, and the like as described above in solution, or as adry powder prior to combining with solvent. The combined active agentand stabilizer(s) form a nanoparticle suspension, which is precipitated,e.g. by lyophilization. The resulting nanoparticles, comprising drug andstabilizer, are collected. They are optionally dried. The nanoparticlesare then mixed with a suitable carrier to provide for the formulation.

Pharmaceutical compositions can include, depending on the formulationdesired, pharmaceutically-acceptable, non-toxic carriers of diluents,which are defined as vehicles commonly used to formulate pharmaceuticalcompositions for animal or human administration. The diluent is selectedso as not to affect the biological activity of the combination. Examplesof such diluents are distilled water, buffered water, physiologicalsaline, PBS, Ringer's solution, dextrose solution, and Hank's solution.In addition, the pharmaceutical composition or formulation can includeother carriers, or non-toxic, nontherapeutic, nonimmunogenicstabilizers, excipients and the like. The compositions can also includeadditional substances to approximate physiological conditions, such aspH adjusting and buffering agents, toxicity adjusting agents, wettingagents and detergents.

Further guidance regarding formulations that are suitable for varioustypes of administration can be found in Remington's PharmaceuticalSciences, Mace Publishing Company, Philadelphia, Pa., 17th ed. (1985).For a brief review of methods for drug delivery, see, Langer, Science249:1527-1533 (1990).

The pharmaceutical compositions can be administered for prophylacticand/or therapeutic treatments. Toxicity and therapeutic efficacy of theactive ingredient can be determined according to standard pharmaceuticalprocedures in cell cultures and/or experimental animals, including, forexample, determining the LD₅₀ (the dose lethal to 50% of the population)and the ED₅₀ (the dose therapeutically effective in 50% of thepopulation). The dose ratio between toxic and therapeutic effects is thetherapeutic index and it can be expressed as the ratio LD₅₀/ED₅₀.Compounds that exhibit large therapeutic indices are preferred.

The data obtained from cell culture and/or animal studies can be used informulating a range of dosages for humans. The dosage of the activeingredient typically lines within a range of circulating concentrationsthat include the ED₅₀ with low toxicity. The dosage can vary within thisrange depending upon the dosage form employed and the route ofadministration utilized.

The components used to formulate the pharmaceutical compositions arepreferably of high purity and are substantially free of potentiallyharmful contaminants (e.g., at least National Food (NF) grade, generallyat least analytical grade, and more typically at least pharmaceuticalgrade). Moreover, compositions intended for in vivo use are usuallysterile. To the extent that a given compound must be synthesized priorto use, the resulting product is typically substantially free of anypotentially toxic agents, particularly any endotoxins, which may bepresent during the synthesis or purification process. Compositions forparental administration are also sterile, substantially isotonic andmade under GMP conditions.

The compositions of the invention may be administered using anymedically appropriate procedure. The effective amount of a therapeuticcomposition to be given to a particular patient will depend on a varietyof factors, several of which will be different from patient to patient.Empirical methods may be used to determine the effective amount oftherapeutic agent for treating a specific individual. The compositionscan be administered to the subject in a series of more than oneadministration, or may be administered to the target tissue duringperiods of chronic graft rejection episodes.

Those of skill will readily appreciate that dose levels can vary as afunction of the specific compound, the severity of the symptoms and thesusceptibility of the subject to side effects. Some of the drugs aremore potent than others. Preferred dosages for a given agent are readilydeterminable by those of skill in the art by a variety of means. Apreferred means is to measure the physiological potency of a givencompound.

Methods of Administration

Solid organ transplantation involves the removal of a diseased orotherwise dysfunctional organ from an individual, and replacing with adonor tissue. In the process of transplantation, particularly lungtransplantation, it can be desirable to increase neovascularization atthe site of anastomosis.

Of particular interest is the transplantation of a lung or lungs. Insuch procedures, a site, e.g. of anastomosis, including withoutlimitation the trachea, is treated with an effective dose of aformulation of the present invention for the purpose of increasingneovascularization. During the surgical procedure, the formulation ofthe invention is topically applied to the surfaces of the target tissue,usually from about 0.1 to 50 ml. is used, and any convenient method ofapplication, e.g. soaking, brush, spray, droplet, etc. In someembodiments the graft is briefly soaked or otherwise exposed to theformulation prior to implantation. Of particular interest is topicalapplication of the chelator formulation to the region of trachealanastomosis in lung transplantation, where the airways of both graft andrecipient may be applied with the formulation. Following application ofthe chelator formulation, the surgical procedure is completed. Thetransient iron chelation improves the vascularization of the graft,providing for improved long-term graft function.

Frequently the lungs are obtained from a deceased donor although livingdonors are appropriate in some procedures, and the recipient and graftwill be matched for HLA type as is conventional in the art. Typicallythe recipient will also be treated in accordance with conventionalmethods for immunosuppression, i.e. the treatment of a graft recipientwith agents, primarily to diminish the immune responses of the hostimmune system against the graft. Immunosuppressive treatment of thetransplantation patient begins with the induction phase, perioperativelyand immediately after transplantation. Maintenance therapy thencontinues. Induction and maintenance strategies use different medicinesat specific doses or at doses adjusted to achieve target therapeuticlevels to give the transplantation patient the best hope for long-termgraft survival.

Lung transplantation is appropriate in patients with irreversible,progressively disabling, end-stage pulmonary disease whose lifeexpectancy is projected to be less than 12 to 18 months, despite the useof appropriate medical or alternative surgical therapies. A number ofdisease etiologies causing pulmonary failure treated with lungtransplantation are known, e.g. cystic fibrosis, chronic obstructivepulmonary disease (COPD), primary pulmonary hypertension, etc. With someof these diseases, certain parameters have been used to predict survivalwithout transplantation and such algorithms may be used in the selectionof an individual for transplant, although clinical judgment often isnecessary to determine when transplantation is appropriate.Consideration of transplantation should be undertaken in patients whoare oxygen dependent and are demonstrating progressive deterioration inpulmonary function with increasing oxygen requirements or those who havehad life-threatening events such as respiratory failure requiringmechanical ventilation, syncope, or massive hemoptysis.

A variety of oxygen-free radical scavengers, including deferoxamine,dimethyl thiourea, superoxide dismutase, and catalase, as well asmodifications of the reperfusion environment using leukocyte depletiontechniques or inhibitors of leukocyte binding and migration have beenshown to improve lung graft function in a variety of experimental modelsduring a period of cold ischemia following harvesting of the organ.

The surgical attachment of the graft is performed in accordance withconventional methods, for example the implantation of the donor lung maybegin with the bronchial anastomosis. The donor bronchus is divided tworings proximal to the upper lobe orifice. The membranous bronchus isapproximated using an absorbable, monofilament suture in a runningfashion. The smaller cartilaginous bronchus is intussuscepted one or tworings into the larger bronchus using a modified horizontal mattresssuture technique. The pulmonary arterial anastomosis is created using arunning nonabsorbable monofilament suture. At this point, or immediatelyprior to creation of the anastomosis, the formulation may be applied,i.e. contacted directly with the involved tissues. After completion ofthe anastomoses and confirmation of hemostasis, the patient is weanedfrom CPB, if it had been required.

Fiber optic bronchoscopy may be performed to evaluate the anastomosisand to ensure patency of the airways and to monitor the graft over aperiod of time. As a follow up the patient is optionally evaluated formicrovascular anastomosis formation and microvascular perfusion at thetransplanted organ, for example in improving airway microvascularperfusion after a period of from about 3 to about 10 days, relative to acontrol transplant in the absence of treatment with the methods of theinvention.

Kits and Packaging

In some embodiments, formulations are provided for use in the methods ofthe invention. Such formulations may comprise a stabilized nanoparticleof an iron chelating agent, including without limitation DFO, DFX, DFP,etc., which can be provided in a packaging suitable for clinical use,including packaging as a lyophilized, sterile powder; packaging of astable suspension of active agent, for example nanoparticles, incarrier; separate packaging of nanoparticles and carrier suitable formixing prior to use; and the like. The packaging may be a single unitdose, providing an effective dose of an iron chelator active agent innanoparticle form in the manufacture of a medicament for improving thefunction of a solid organ transplant, wherein the medicament istopically applied to the surface of tissues at the site of anastomosis,usually immediately prior to, or at the time of transplantation surgery.

The pharmaceutical formulation of the invention may be packaged for useduring surgery in a sterile unit dose, optionally with applicator, andmay include labeling and/or instructions for use. Applicators mayinclude a spray device, brush, dropper, etc. as known in the art.

Experimental Microvascular Circulation and Lung Transplantation

Recent autopsy studies of lung transplants reveal a marked loss ofmicrovasculature in the pre-obliterative bronchiolitis (pre-OB) foci ofhuman lung transplants, which suggests that a loss of microcirculationand airway ischemia precede the onset of OB. Clinical studies from othersolid organ transplants, such as liver and kidney, also demonstrate thatchronic rejection develops after a loss of functional microvasculature.In a preclinical model of lung transplantation, it has been have shownthat without immunosuppression, acute rejection eventually results inrejection of the donor microvasculature and a complete cessation ofblood flow to the transplant. These clinical and preclinical findingscumulatively suggest that loss of the microvascular circulation may be afundamental cause of loss of function.

Ischemia is the principal stimulus that induces neovascularization.Expression of virtually all proangiogenic growth factors is induced byhypoxia through the transcriptional activity of HIF-1. HIF-1 is aheterodimer composed of a constitutively expressed HIF-1β subunit and anoxygen-regulated HIF-1α subunit. AdCA5, an adenovirus vector encoding aconstitutively active form of HIF-1α, has been demonstrated in severalanimal models to promote angiogenesis and accelerate recovery fromtissue ischemia. HIF-1-mediated transcriptional responses orchestratethe expression of proangiogenic growth factors that facilitateangiogenesis by directly activating resident endothelial cells as wellas recruiting circulating angiogenic cells.

OTTs undergoing acute rejection are relatively hypoxic compared withnonrejecting tracheal tissue, and undergo sequential damagecharacterized first by microvascular injury, followed by airwayischemia, and finally, reperfusion with active neovascularization.Recent clinical studies revealed that human lung transplant airways alsoare relatively hypoxic at baseline compared with both native (diseased)and control airways. During rejection increased hypoxia and ischemia maytrigger an adaptive response to promote neovascularization of theallograft through activation of HIF-1α. HIF-1α consequently may be oneof the central factors that help to maintain a functionalmicrovasculature in transplanted organs.

Methods of preserving a functional microvasculature were studied, usingefforts to delay donor loss of functional microvasculature by efforts topromote donor microvasculature integrity. Transient HIF-1α geneoverexpression prolongs microvascular perfusion of airway allograft andalleviates tissue hypoxia. HIF-1α deficiency led to an accelerated lossof airway microvasculature. Therefore, application of a HIF-1potentiating agent may be studied by chelator formulation deliverydirectly to the tissues at the time of transplantation.

Example 2 Prolonged Transplant Survival by HIF-α Stabilizing IronChelator Formulations

We have made nanoparticles dispersed in oil that is compatible withtracheal tissue. Nanoparticles were formed by the emulsion of drug inlabrafac. The emulsion was stabilized by adding lecithin, chitosan,proalbumin, PVP and poloxamer. Stabilized solution was cryo-frozen andlyophilized to obtain the nanoparticles. The particles were suspended inlabrafac lipophile to obtain the chelator formulation. Compositions andmethods used in developing the chelator formulations are given below.

Example 3 Deferoxamine and Deferasirox Nanocapsule Formulations

DFO 1: C Polaxamer- D E F A B 188 Chitosan-5K Labrafac PVP-10K DFOLecithin (0.5% Aq.) (0.5% Aq. CC (40% Aq.) %19.75 19.75 19.75 1.23 29.639.88 mg 200 200 200 (40 ml) 12.5 (2.5 ml) 300 100 (2.5 ml)

DFO nanocapsules were prepared by a series mixing steps under stirringand bath sonication conditions followed by deep freezing and freezedrying. Briefly, 200 mg of DFO, 200 mg of lecithin and 300 mg oflabrafac lipophile were mixed to form a first mixture; then 40 mL of0.5% aqueous solution of Polaxamer-188 were added to form a firsthomogeneous liquid; 2.5 mL of 0.5% aqueous solution of chitosan-5K wereadded to form a second homogeneous liquid followed by adding 2.5 mL of40% aqueous solution of PVP-10K to form a final homogeneous liquid. Thefinal homogeneous liquid was freeze dried to obtain dry nanocapsules.

BLA1: C D E F A B Polaxamer-188 Chitosan-5K Labrafac PVP-10K DFOLecithin (0.5% Aq.) (0.5% Aq. CC (40% Aq.) %0 24.62 24.62 1.54 36.9212.31 mg 0 200 200 (40 ml) 12.5 (2.5 ml) 300 100 (2.5 ml) The blanknanocapsules were prepared without DFO.

DFX1 C Polaxamer- D E F A B 188 Chitosan-5K Labrafac PVP-10K DEFLecithin (0.5% Aq.) (0.5% Aq. CC (40% Aq.) %19.75 19.75 19.75 1.23 29.639.88 mg 200 200 200 (40 ml) 12.5 (2.5 ml) 300 100 (2.5 ml)

DFX nanocapsules were prepared by a series mixing steps under stirringand bath sonication conditions followed by deep freezing and freezedrying. Briefly, a mixture of DFX and lecithin was obtained bydissolving 200 mg of DEX and 200 mg of lecithin in 10 mL ofmethanol/acetone (1:10) followed by removal of solvents in a rotaryevaporator; then 40 mL of 0.5% aqueous solution of Polaxamer-188 and 300mg of labrafac lipophile were added to form a first homogeneous liquid;2.5 mL of 0.5% aqueous solution of chitosan-5K were added to form asecond homogeneous liquid followed by adding 2.5 mL of 40% aqueoussolution of PVP-10K to form a final homogeneous liquid. The finalhomogeneous liquid was freeze dried to obtain dry nanocapsules.

DFO2: C Polaxamer- D E F A B 188 Probumin Labrafac PVP-10K DFO Lecithin(0.5% Aq.) (0.5% Aq. CC (40% Aq.) %19.75 19.75 19.75 1.23 29.63 9.88 mg200 200 200 (40 ml) 12.5 (2.5 ml) 300 100 (2.5 ml)

DFO nanocapsules were prepared by a series mixing steps under stirringand bath sonication conditions followed by deep freezing and freezedrying. Briefly, 200 mg of DFO, 200 mg of lecithin, and 300 mg oflabrafac lipophile were mixed to form a first mixture; then 40 mL of0.5% aqueous solution of Polaxamer-188 were added to form a firsthomogeneous liquid; 2.5 mL of 0.5% aqueous solution of probumin wereadded to form a second homogeneous liquid followed by adding 2.5 mL of40% aqueous solution of PVP-10K to form a final homogeneous liquid. Thefinal homogeneous liquid was freeze dried to obtain dry nanocapsules.

BLA2: C D E F A B Polaxamer-188 Probumin Labrafac PVP-10K DFO Lecithin(0.5% Aq.) (0.5% Aq. CC (40% Aq.) %0 24.62 24.62 1.54 36.92 12.31 mg 0200 200 (40 ml) 12.5 (2.5 ml) 300 100 (2.5 ml) The blank nanocapsuleswere prepared without DFO.

6.DFX2: C Polaxamer- D EF A B 188 Probumin Labrafac PVP-10K DEF Lecithin(0.5% Aq.) (0.5% Aq. CC (40% Aq.) %19.75 19.75 19.75 1.23 29.63 9.88 mg200 200 200 (40 ml) 12.5 (2.5 ml) 300 100 (2.5 ml)

DFX nanocapsules were prepared by a series mixing steps under stirringand bath sonication conditions followed by deep freezing and freezedrying. Briefly, a mixture of DFX and lecithin was obtained bydissolving 200 mg of DFX and 200 mg of lethicin in 10 mL ofmethanol/acetone (1:10) followed by removal of solvents in a rotaryevaporator; then 40 mL of 0.5% aqueous solution of Polaxamer-188 and 300mg of labrafac lipophile were added to form a first homogeneous liquid;2.5 mL of 0.5% aqueous solution of probumin were added to form a secondhomogeneous liquid followed by adding 2.5 mL of 40% aqueous solution ofPVP-10K to form a final homogeneous liquid. The final homogeneous liquidwas freeze dried to obtain dry nanocapsules.

DFO3: C D A B Polaxamer-188 Probumin E DFO Lecithin (0.5% Aq.) (0.5% Aq.Labrafac CC %21.92 21.92 21.92 1.37 32.88 mg 200 200 200 (40 ml) 12.5(2.5 ml) 300

DFO 3 nanocapsules were prepared by a series mixing steps under stirringand bath sonication conditions followed by deep freezing and freezedrying. Briefly, 200 mg of DFO, 200 mg of lecithin, and 300 mg oflabrafac lipophile were mixed to form a first mixture; then 40 mL of0.5% aqueous solution of Polaxamer-188 were added to form a firsthomogeneous liquid; 2.5 mL of 0.5% aqueous solution of probumin wereadded to form a second homogeneous liquid. The second homogeneous liquidwas freeze dried to obtain dry nanocapsules.

BLA3: C D A B Polaxamer-188 Probumin E DFO Lecithin (0.5% Aq.) (0.5% Aq.Labrafac CC %0 28.01 28.01 1.75 42.1 mg 0 200 200 (40 ml) 12.5 (2.5 ml)300 The blank nanocapsules were prepared as same as DFO3 nanocapsuleswithout DFO.

DFX3: C D A B Polaxamer-188 Probumin E DEX Lecithin (0.5% Aq.) (0.5% Aq.Labrafac CC %21.92 21.92 21.92 1.37 32.88 mg 200 200 200 (40 ml) 12.5(2.5 ml) 300

DFX3 nanocapsules were prepared by a series mixing steps under stirringand bath sonication conditions followed by deep freezing and freezedrying. Briefly, a mixture of DFX and lecithin was obtained bydissolving 200 mg of DFX and 200 mg of lecithin in 10 mL ofmethanol/acetone (1:10) followed by removal of solvents in a rotaryevaporator; then 40 mL of 0.5% aqueous solution of Polaxamer-188 and 300mg of labrafac lipophile were added to form a first homogeneous liquid;2.5 mL of 0.5% aqueous solution of probumin were added to form a secondhomogeneous solution. The final homogeneous solution was freeze dried toobtain dry nanocapsules.

Example 4 Chelator Formulations

To prepare DFO or DFX nanoparticle formulation, 1 g of DFO(X), BLA(X)and DFX (X) nanoparticles prepared as above were mixed well with 9 g oflabrafac lipophile (Gattefosse SAS) with a stirring rod in a weighingboat and then the mixture was transferred into a 20 mL of plastic tube,followed by vortexing.

Administration of the formulation significantly increases airwaymicrovascular perfusion during early times following transplantation.Since the vascular health is predictive for the health of thetransplant, these data strongly suggest that this topical formulation isbeneficial for the long term health of the transplant.

DFO formulation was administered around the donor trachea, the bloodperfusion unit was measured 3 days following transplantation. Resultsare shown in FIG. 1.

Example 5 Deferoxamine (DFO) Nanoparticles Promote Airway AnastomoticMicrovascular Regeneration and Alleviate Airway Ischemia

Airway tissue ischemia and hypoxia in human lung transplantation is aconsequence of the sacrifice of the bronchial circulation during thesurgical procedure and is a major risk factor for the development ofairway anastomotic complications. Augmented expression of HIF-1αpromotes microvascular repair and alleviates allograft ischemia andhypoxia. DFO is an FDA-approved iron chelator which has been shown toupregulate cellular HIF-1α. Here, we developed a nanoparticleformulation of DFO that can be topically applied to airway transplantsat the time of surgery. In a mouse OTT model, the DFO nanoparticle washighly effective in enhancing airway microvascular perfusion followingtransplantation through the production of the angiogenic factors,placental growth factor (PLGF) and stromal cell-derived factor (SDF)-1.The endothelial cells in DFO treated airways displayed higher levels ofp-eNOS and Ki67, less apoptosis, and decreased production ofperivascular reactive oxygen species (ROS) compared to vehicle-treatedairways. In summary, a novel DFO formulation topically-applied at thetime of surgery successfully augmented airway anastomotic microvascularregeneration and the repair of alloimmune-injured microvasculature. Thisapproach may be an effective topical transplant-conditioning therapy forpreventing airway complications following clinical lung transplantation.

We hypothesized that enhancing HIF-1α expression through localadministration of DFO would accelerate anastomotic microvascularregeneration, alleviating tissue ischemia and hypoxia with the potentialto promote the health of the anastomosis and to limit post-transplantairway complications. To test this, we created a lipid nanoparticleformulation of DFO that may be applied topically to airway anastomosesand studied its effect in the mouse OTT model.

Drug-loaded nanoparticles have emerged as a promising strategy forefficient drug delivery for the treatment of a variety of diseases.Drugs encapsulated in nanoparticles may have increased bioavailabilitydue to higher specific surface area and biocompatibility of theformulated particles with the tissue. Specifically, lipid nanoparticlesare becoming an important formulation strategy because of their smallsize, biodegradable nature, and high versatility. One commonly usedcompound for the formulation of lipid nanoparticles is lecithin, whichis a natural lipid mixture of phospholipids and biocompatibleexcipients. Propylene glycol is a small molecule metabolized in theliver and is commonly used in food production. It is “generallyrecognized as safe” (GRAS) by the FDA. An extensive body of publishedliterature has also addressed the safety issues regarding the systemicexposure to propylene glycol.

To improve the bioavailability of these drugs to the donor trachea andthe anastomotic ends of the recipient trachea, we formulated these twocompounds in lecithin nanoparticles with propylene glycol as thecarrier. We then characterized those formulations with atomic forcemicroscopy (AFM) and scanning electron microscopy (SEM), aided by Ramanspectroscopy. Nanoparticle penetration into the trachea tissue wasassessed by fluorescent confocal microscopy and mass spectroscopy oftissue sections. We lastly examined the in vivo effect of nanoparticleson anastomotic airway microvascular regeneration and promotion of airwayblood flow. This study demonstrated that tissue ischemia can be limitedby local administration of nanoparticles designed to enhance HIF-1αexpression.

Material and Methods

Preparation of Nanoparticle Formulations.

Analytical grade DFO was purchased from Sigma (St. Louis, Mo.). Lecithinwas obtained from the soft-gels nutritional supplement made by FinestNatural and distributed by Walgreens. Diagnostic grade probumin waspurchased from Millipore (Billerica, Mass.). All solvents used werereaction grade. To prepare the DFO dry powder, equal amounts of DFO andlecithin (48.49% each, by weight) were mixed with a 0.5% aqueoussolution of probumin (3.02% by weight). The solution was stirredvigorously until a fine suspension was achieved; this suspension wasthen lyophilized. A control formulation containing only the vehicle wasprepared by making a fine suspension of lecithin (94.14% by weight) in a0.5% aqueous solution of probumin (5.86% by weight). The liquidsuspension was then lyophilized. The final nanoparticle solution wasprepared by mixing the dry powders with a 1:9 (w/v) ratio of 40%propylene glycol in deionized water.

Mice.

All animal procedures were approved by Stanford's Administrative Panelon Laboratory Animal Care (APLAC) and/or the VA Palo Alto InstitutionalAnimal Care and Utilization Committee (IACUC). All mice includingC57BL/6J (B6; H-2b), Balb/C (H-2d) were purchased from JacksonLaboratory.

Scanning Electron Microscopy (SEM).

Characterization of dry powders. All fixatives used in the preparationof samples for scanning electron microscopy were obtained from ElectronMicroscopy Sciences (Hatfield, Pa.). Nanoparticle formulations inpropylene glycol solution were drop-casted onto an SEM sample stub witha double-sided carbon tab and then air dried at room temperature. Thedeposited powder was then sputter-coated with an Au—Pd film (7 nm inthickness) in a Denton Desk II machine (Denton Vacuum, NJ), and imagedwith a Hitachi S-3400N VP-SEM (Hitachi High Technologies, TX), usingsecondary electron (SE) detection, operated at 10-15 kV.

Assessment of the tracheal microstructure following incubation innanoparticle formulations. Whole tracheas were harvested from BALB/cmice and transferred to 1×PBS on ice. The tracheas were incubated innanoparticle solutions at 37° C. for 10 minutes in a humidified chamber.The tubular tracheal sections were rinsed in 1×PBS twice, blot dried andfixed overnight in 4% paraformaldehyde with 2% glutaraldehyde in 0.1Msodium cacodylate buffer (pH7.4). Tissues were gently washed twice withthe same buffer, and then post-fixed in 1% aqueous osmium tetroxide(OsO₄) for one hour. Samples were then washed twice in purified water,and dehydrated in a series of increasingly concentrated ethanol rinses(50%, 70%, 90%, 100%, each rinse twice and 15 min per rinse). Thespecimens were finally critical-point dried (CPD) in liquid CO₂, in aTousimis 815B critical point dryer (Tousimis Rockville Md.). CPD-driedsamples were mounted on 45° angled SEM stubs with adhesive copper tapeand sputter-coated with 4 nm of Au—Pd, as described above. Minimalcontact with the tissues was ensured to avoid the destruction of thefine structures. The adventitial and mucosal layers of the sections wereexamined with a Zeiss Sigma field emission SEM (FESEM) (Carl Zeiss,Inc., Thornwood, N.Y.) operated at 2-3 kV, using InLens SE detection.

HPLC-MS Analysis for Drug Penetration into Tracheas.

Sample preparation. Determination of the kinetics of the chelatorsuspension absorption into tracheal tissue. Whole tracheas wereharvested from BALB/c mice and transferred to 1×PBS on ice. Each trachea(3-4 mg dry weight) was cut evenly into 3 or 4 cross-sectional segments.Tracheal segments were then dipped in DFO formulation for 3 seconds,blot dried to remove excessive solution and incubated in a humidifiedchamber at 37° C. for 0, 10, 30 and 60 minutes. After incubation, thesegments were rinsed in 1×PBS twice and digested in 50 μl of 0.75 mg/mlLiberase TL (Roche Applied Science, IN) in H₂O at 37° C. overnight.Digested tissues were further homogenized by sonication.

Preparation of pig and human trachea for chelator formulationpenetration analysis. After 4 hours incubation in DFO or DFXnanoparticle solution, pig and human trachea sections were prepared bylateral sectioning. Sections (0.5 mm each) were collected and digestedwith 3 volumes (v/w) of Liberase TL (0.75 mg/ml in H₂O) overnight at 37°C. Samples of trachea lysate were vortexed and homogenized with a probesonicator.

For all types of tracheal tissues, 50 μl of acetonitrile (100 μl) wasadded to the tissue homogenate to extract DFO. The samples were thencentrifuged and the supernatant was diluted (1:20 to 1:100) in 50%acetonitrile and transferred to HPLC vials.

HPLC-MS/MS analysis. Preparation of HPLC-MS/MS standards. All chemicalsand solvents for HPLC-MS/MS were purchased from Sigma (St. Louis, Mo.)or Fisher Scientific (Hampton, N.H.). Stock standard solutions of DFOwere prepared by dilution of accurately weighed powders in DMSO.Calibration spiking solutions were prepared by diluting the stocksolution with methanol: water (1:1, v/v) to final concentrations of 50,20, 10, 5, 2, 1, 0.500, 0.200, and 0.100 μg/mL of DFO. Standard spikingsolutions (30 μl) were added into vehicle treated tracheal sectionhomogenates and processed with each batch of unknown samples.Chromatograms for standards were used to establish characteristicretention times (RTs) of DFO, and verified that the MS signal was linearover the range of 0.1-50 μg/ml in tracheal section homogenates. The peakareas of DFO were calculated and plotted against the concentration ofthe calibration standards. Calibration curves were generated using theleast squares linear regression method with Analyst® 1.5.1 software.

HPLC-MS/MS data acquisition. For DFO separation and detection, the flowrate was set at 300 μl/min. Chromatographic separation was performed onan Ascentics ES Cyno column (Sigma, St. Louis, Mo.). A 2.5-minuteelution was performed with a 20-90% gradient of 0.1% formic acid inacetonitrile as mobile phase B; mobile phase A was 5 mM ammoniumacetate/0.1% formic acid in water. After 3 minutes, % B was changed to20% and kept for 1 minute. The HPLC was directly coupled to an AB SCIEX4000 QTRAP triple quadrupole mass spectrometer with electrosprayionization. To monitor DFO, the mass spectrometer was operated in thepositive multiple reactions monitoring mode, with transitions of561.17/102.30 and 560.79/201.00 Da. The switching valve diverted HPLCflow to the mass spectrometer at 0.4-3 minutes. The elution time for DFOwas 0.7 minutes.

HPLC-MS/MS data analysis. Peak detection, integration and dataprocessing were performed with the AB SCIEX Analyst 1.5.1 softwarepackage. Concentrations of DFO were calculated by plotting the peak areaof unknown samples against the calibration curve prepared in thecorresponding matrix. A 1/x weighted linear regression was used tocalculate the unknown DFO concentrations.

Raman Spectroscopy and Atomic Force Microscopy (AFM) Imaging.

Both Raman and AFM were performed using NTEGRA Spectra combinedAFM-Raman system (NT-MDT). For individual particle Raman scanning, drylyophilized propylene glycol particle cluster was gently tapped againstthe surface of pre-cleaned Si wafers. Tissue samples for Raman scanningwere made by spreading the nanoparticle solution on tissue patches(about 7×7 mm), which were fixed to the surface of glass slides andallowed to dry. Raman measurements and confocal scanning of thenanoparticles applied to either Si wafers or tracheal tissues wereperformed in backscattering geometry with a long-working Mitutoyoobjective (100×, 0.7 NA). The illumination light was 473 nm, and thepower was kept at ˜0.8 mW to minimize sample damage. Raman maps wereproduced with a step size of 0.5 μm and 1s exposure. 600 gr/mm gratingswere used for optimal signal and spectral resolution.

AFM imaging was performed in tapping mode with commercial cantilevers(k=5.4 N/m, R<10 nm) at 0.7 Hz. This provided surface topography andphase contrast images to discern stiffness of different areas within theislands. The locally equalized topography image was also obtained fromthe initial topography image by the AFM image analysis software,supplied with the instrument, to allow taller structures to be seen.

Analysis of Nanoparticle Cellular Localization.

Rhodamine B isothiocyanate (RBITC) was purchased from Sigma;1,2-distearoyl-sn-glycero-3-phosphoethanolamine-poly(ethyleneglycol)-amine (DSPE-PEG-NH2, Mw=3400) was purchased from Laysan Bio(Arab, AL) and the PD-10 desalting column was purchased from GEHealthcare. Rhodamine, a fluorescent marker, was linked to an inertlipid (DSPE) in the nanoparticle formulation. The linking reaction wasperformed by dissolving 34 mg (10 μM) of DSPE-PEG-NH2 and 15.6 mg (29.1μM) of RBITC in a 1 ml solution of methanol:water (1:9, v/v). Thereaction mixture was stirred overnight in a dark room at 4° C. Thesolution was then run through a PD-10 desalting column with MilliQ waterto remove the unreacted RBITC. The labeled fractions were collected andlyophilized to obtain rhodamine-labeled DSPE. To prepare the fluorescentlabeled nanoparticles, DSPE was mixed with 1% lecithin by weight. Thelabeled nanoparticles were administered on the inside and outside of thewalls of tracheal samples, and then incubated at 37° C. for 4 hours.After incubation, they were washed 3 times with PBS, then embedded inOCT (Sakura Finetek) to make frozen sections. The tissue blocks were cutto 20 μm sections. Samples were stained with mounting media containingDAPI fluorescent dye and imaged with a Leica SP2 confocal fluorescencemicroscope.

Tracheal Transplantation.

Four to six week old BALB/c mice were used as donors and age and sexmatched B6 mice were used as recipients. The surgical procedure oforthotopic tracheal transplantation was performed as previouslydescribed (see Jiang et al. (2011) J Clin Invest 121:2336-2349).Briefly, both donor and recipient mice were anesthetized with 50 mg/kgof ketamine and 10 mg/kg of xylazine. 5- to 7-ring tracheal segmentswere removed from donor mice. The donor tracheas were stored in PBS onice prior to transplantation. A ˜2-3 cm incision was made in the midlineof the recipient's neck. The strap muscles were then bluntly dissectedand retracted with 3-0 suture to allow clear exposure of thelaryngotracheal complex. After the recipient trachea was transected, thedonor graft was removed from the PBS, blot dried and then soaked in thechelator suspension for approximately 5 seconds. The trachea was removedof the solution and blot dried again to remove excess chelatorsuspension. The trachea was then sewn in with 10-0 nylon suture aspreviously described. Then, ˜100 μl of chelator suspension was appliedto the outer wall of the donor trachea and anastomoses. The skin wasclosed with 5-0 silk sutures.

Blood Perfusion Monitoring by Laser Doppler Flowmetry.

The procedure has been described in detail in Khan et al. (2012) Am JPhysiol Lung Cell Mol Physiol 303:L861-869. In short, the transplantedmice were placed under general anesthesia and the tracheal grafts werecarefully exposed using stay sutures to gently retract the strapmuscles, revealing the anterior wall of the trachea. Perfusionmonitoring was performed with a fiberoptic LDF probe connected to theOxyLab laser Doppler flowmetry (LDF) monitor (Oxford Optronix). Thisprovides a continuous digital readout of blood perfusion units (BPUs) byreal-time measurements of red blood cells in flux that is proportionalto the red blood cell perfusion. The probe is connected to amicromanipulator and is gently lowered onto the outer surface oftracheal grafts and BPU measurements were recorded.

Tissue Preparation for Perfusion Studies and Immunohistochemistry.

For whole-mount tracheal microvascular analysis, mice were injected with100 μl of FITC-conjugated tomato lectin (Vector Laboratories) at aconcentration of 1 mg/ml. After 5 minutes of circulation, the mice wereperfused with 1% PFA diluted in PBS for about 2 minutes until theoutflow of the solution turned clear. The tracheas were then harvested,fixed in 1% PFA for 1 hour at 4° C., and then washed 3 times with PBS.Whole tracheas were mounted on glass slides in Vectashield H-1200mounting medium (Vector Laboratories). Assessment of the percentage ofthe perfused area was carried out as previously described. Briefly, thewhole tracheal allograft (every cartilaginous and inter-cartilaginousregion) was examined and each area was scored either a 1 if it wasperfused or 0 if it was not perfused. The percent perfusion was thencalculated as follows: total score/total regions examined. Frozensections were used for other immunohistochemistry analysis. Trachealsamples were snap-frozen in OCT solution (Sakura Finetek) and thesamples were stored at −80° C. 8-μm sections were used forimmunofluorescence staining. Anti-CD31 antibody (1:200; BD Pharmingen)was used to stain endothelial cells; anti-Ki67 antibody (1:100; BDPharmingen) was used to stain proliferating cells; anti-p-eNOS antibody(1:100; Cell Signaling) was used to stain phosphorylated form of eNOS inendothelial cells. Dihydroethidium (DHE) (20 μM, Invitrogen) was used todetect reactive oxygen species (ROS). The TUNEL assay (Invitrogen,C10245) was carried out according to the manufacturer's protocol.Photomicrographs were taken with a Zeiss LSM 510 laser scanning confocalmicroscope with a Zeiss LSM Image Browser software. Quantification ofthe staining of Ki67, p-eNOS, dihydroethidium and TUNEL were performedwith ImageJ software.

Quantitative Real Time RT-PCR.

Tracheal samples were incubated in RNAlater solution (Invitrogen)overnight at 4° C. Total RNA was then isolated using the QIAGEN Shredderand RNeasy Mini Kit (QIAGEN) as per the manufacturer's protocol. TotalRNA (1 μg) was reverse transcribed with Moloney murine leukemia virusreverse transcriptase (Invitrogen) and 5 μM random hexamer primersaccording to the manufacturer's protocol. 2 μl of 1:10 diluted reversetranscription reactions were added to quantitative real time-PCR(qRT-PCR) reactions with 5 μl of 2×SYBR Green Master Mix (AppliedBiosystems) and 100 nM of forward and reverse primers specific for thegenes of interest in a total volume of 10 μl. Detection was carried outwith the ABI Prism 7700 sequence detector (Applied Biosystems). SDSanalysis software (Applied Biosystems) was used to analyze the data.Cyclophilin mRNA expression was used to normalize gene expression toaccount for sample-to-sample variation in input and reversetranscription efficiency. The 2^(−ΔΔct) method was used to calculatefold changes. The primers used are listed in Table 1.

TABLE 1 Gene Forward Primer Reverse Primer Tie2 GTGTAGTGGACCAGAAGGCTTGAGAGCAGAGGCATC SDF-1 GAGAGCCACATCGCCAGAG TTTCGGGTCAATGCACACTTGANGPT1 CTACCAACAACAACAGCAT CTCCCTTTAGCAAAACACCTTC CC ANGPT2CTGTGCGGAAATCTTCAAG TGCCATCTTCTCGGTGTT TC VEGF GGCTGCTGTAACGATGAAGCTCTCTATGTGCTGGCTTTG PLGF GGATGTGCTCTGTGAATGC CCTCTGAGTGGCTGGTTAC 18SGAATCGAACCCTGATTCCC CGGCGACGACCCATTCGAAC CGTC

Statistics.

Statistical analysis was performed using 2-tailed Student's t test, witha significance level of p<0.05.

Results

Structure and Morphology Analysis of Drug Nanoparticles.

DFO was formulated into encapsulated drug nanoparticles, drug powdersand final topical solutions as shown in FIG. 1A. We chose the trachealmembrane-compatible lecithin to encapsulate the drugs to ensure theirefficient delivery to the tissue. To assess the encapsulationefficiency, structural analysis of DFO before and after encapsulationwas performed using Raman spectroscopy. A Raman spectrum of pure DFO wasfirst examined (FIG. 1B). DFO molecules in the nanoparticle exhibited aspectrum different from that of pure DFO, with many bands mergingtogether and becoming broader, which was likely due to stronghydrodynamic screening of DFO molecules and the disruption of itscrystalline structure (FIG. 1C).

Next, SEM was used to study the morphology of the nanoparticles. Toacquire SEM images of dry nanoparticle powder, 40% propylene glycol wasfirst used to make the nanoparticle solution which was then depositedonto generic aluminum SEM sample stubs and air-dried in situ. The blankvehicle showed a generally homogeneous lecithin structure (FIG. 1D), andDFO nanoparticles also showed homogeneous semi-porous networks (FIG.1E).

Chelator Nanoparticle Homogeneity.

To determine the degree of homogeneity in the distribution of DFO withinthe nanoparticle, confocal Raman scanning and AFM imaging of smallnanoparticle islands on the surface of Si wafers was performed. Samplematerial was loaded onto the surface of Si wafer to ensure theacquisition of high quality images, and imaging was performed under lowpower (<1 mW) to avoid sample damage. The optical image of DFO showedthat the surface was covered by separate islands (FIG. 2A). The innerstructure of the islands was probed by AFM scanning in tapping mode. AFMimages showed the morphology and size of smallest nanoparticles, as wellas larger nanoparticle aggregates (FIG. 2B-D). Confocal Raman imagesshowed uniform distribution of the excipient and the DFO nanoparticleformulation as well as very good correlation between the distribution ofDFO and excipient (FIG. 2E, F). These data together demonstrate that DFOwas efficiently encapsulated in the excipient lecithin.

Microstructure Analysis of Chelator Treated Trachea.

Although the main ingredients used in the nanoparticle formulation areconsidered safe, we wanted to confirm that the administration of thenanoparticles on the tracheal surface would not adversely affecttracheal microstructures. SEM was used to examine the morphology of thenanoparticle-treated tracheas. The images showed that the adventitiallayer of the tracheas treated with vehicle or DFO solution were notsignificantly different from that of the untreated samples. Similar tothe untreated tracheal samples, individual collagen fibrils displayedfine structures with lateral rings clearly visible (FIG. 9A). Also, themucosal layer of the tracheas treated with vehicle or nanoparticles didnot show any visible signs of damage (FIG. 9B). Only a few brushes wereobserved to be missing from the tops of some cilia bundles in treatedsamples; a finding likely caused by the capillary forces exerted bywater during the nanoparticle solution washing process. Altogether, ourdata suggest that a 10 min incubation of tracheas in the nanoparticleformulation did not significantly affect the microstructure of theairway.

Drug Penetration into the Tracheal Tissue.

We next assessed the drug nanoparticle penetration into the trachealtissue. Examination of the penetration kinetics showed that the DFOnanoparticle achieved near-maximum penetration at 10 min of incubation,and reached a plateau when approaching 60 min (FIG. 3A). We thendetermined the depth of drug penetration and absorption by HPLC-MS/MS.Because mouse tracheas are relatively thin, we chose to use pig andhuman tracheas for these studies. Although the efficiency of penetrationwas variable, DFO nanoparticles were able to penetrate the pig and humantracheas (FIG. 3B, C). In the pig trachea, DFO penetrated to and wasabsorbed to a depth of 2 mm (FIG. 3B). A similar trend was also observedin the human trachea penetration depth analysis (FIG. 3C). These datasuggest that the penetration of DFO is efficient in both species ofmammalian tracheas examined.

Drug Penetration into Cytoplasm of the Tracheal Cells.

To test the efficacy of drug absorption, we used confocal microscopy todetermine the cellular localization of the drug nanoparticles. Becausecells of the subepithelial layer play a more important role inangiogenesis, we examined the penetration of drug into these cells.Fluorescence-tagged vehicle was found to be localized in the cytoplasmof cells in tracheas treated with vehicle or DFO nanoparticles (FIG. 4A,B). Quantification showed that the percentages of fluorescence-positivecells were about 70% and 60% for the vehicle and DFO formulationrespectively (FIG. 4C). Because the drugs were previously shown to bewell-encapsulated by the vehicle (FIG. 1E), the fluorescence signal canbe used to estimate the cellular localization of the drug molecules.These images confirmed that the DFO nanoparticle formulation efficientlypenetrated the tissue and reached the cells in the subepithelial layerof the trachea.

Effects of DFO Chelator on Microvascular Anastomosis Formation andAirway Microvascular Perfusion.

The mouse OTT model has been shown to faithfully replicate lymphocyticbronchitis observed in lung transplant recipients, and is useful forstudying phenomena associated with clinical airway complications. Wehave previously shown that the airway microvascular circulation can beeasily studied in this model and that the perfusion of the airwayallograft can be used to assess the regeneration of the injured airwaymicrovasculature, particularly at the anastomosis. The airway allograftis transplanted en bloc, and there is no vascular perfusion prior to theformation of the microvascular anastomosis between the graft donor andthe recipient. Therefore, earlier (i.e. day (d) 3 followingtransplantation) appearance of graft perfusion indicates an acceleratedvascular anastomosis formation. In this model, airway perfusion lossaround d10 is consistently observed and is primarily caused byalloimmune-mediated endothelial cells injury as previously described byBabu et al. (2007) J Clin Invest 117:3774-3785. Thus, persistent airwaymicrovascular perfusion at d10 indicates more efficient repair ofdamaged vessels. FITC-lectin microvascular perfusion images showed thatDFO treatment significantly increased airway perfusion at both d3 andd10 following transplantation (FIG. 5A), and the microvascular perfusionof vehicle treated allografts was not significantly differently fromnon-treated control transplants (FIG. 5A). Percentages of perfused areasof trachea allografts treated with DFO were >90% in contrast to <20% incontrol and vehicle treated airways at both d3 and d10 (FIG. 5B). Theuse of LDF for transplanted tracheal tissue blood perfusion was recentlydeveloped by our laboratory and has been previously used to assessairway perfusion. LDF showed that perfusion of the allograft treatedwith DFO was significantly higher at both d3 and d10 compared to controland vehicle treated grafts (FIG. 5C). These studies suggest that DFOnanoparticles accelerated airway microvascular anastomosis formation andpromoted the repair of damaged vasculature.

Effects of DFO Nanoparticle on Angiogenic Factor Expression in IschemicAirways.

We next asked how DFO promotes airway microvascular perfusion.Expression of angiogenic factors and cytokines are closely associatedwith neovascularization. Based on the observation that the promotion ofvascular perfusion by DFO was most significant at d3 followingtransplantation, we isolated mRNA from d3 allografts and analyzed theexpression of angiogenic factors and cytokines (PLGF, SDF-1, VEGF,ANGPT1 and ANGPT2) and the angiogenic receptor, Tie2 by quantitativereal time RT-PCR. Expression of PLGF and SDF-1 was significantlyincreased (FIG. 6A, B), but there was no significant difference observedin the expression of angiogenic factors, VEGF, ANGPT1 and ANGPT2 or theTie2 receptor (FIG. 6 C-F). Consistent with the results of the mRNAstudy, immunofluorescent staining showed that the levels of PLGF and SDFproteins were also increased (FIGS. 10 A and B). These data suggest thatDFO likely promotes early microvascular anastomosis formation throughthe upregulation of angiogenic growth factors.

Effects of DFO Nanoparticles on Tracheal Endothelial Cells.

Endothelial nitric oxide synthase (eNOS) phosphorylation is associatedwith endothelial cell survival and angiogenesis. We hypothesized thatDFO may increase eNOS phosphorylation in this transplantation modelsystem. Examination of endothelial phosphorylated eNOS (p-eNOS)expression in d3 allograft showed that DFO treatment increased p-eNOSexpression by about 2 fold (FIG. 7A, B). EC proliferation, measured byKi67 staining, in DFO treated allografts was much higher than that ofthe vehicle treated samples (about 30% vs 15%) (FIG. 7C, D). Productionof ROS in ischemic tissue is associated with EC death. Dihydroethidium(DHE) staining showed that DFO treated allograft exhibited much lowerlevels of perivascular ROS production (FIG. 8A, B). Lastly, the TUNELassay showed that DFO treatment significantly decreased EC apoptosis(FIG. 8C, D). These data together suggested that DFO may also improveairway microvascular perfusion by augmenting angiogenesis through thepromotion of EC proliferation and prevention of EC apoptosis.

Possibly because current practice omits bronchial arteryrevascularization at the time of surgery, large airway tissue ischemiais a common finding post-operatively and creates risk for developinganastomotic complications in human lung transplantation. We havepreviously shown that augmenting HIF-1α expression in donor grafts byeither adenovirus-mediated gene therapy or knockdown of the VHLexpression in recipient-derived Tie2 expressing cells was able topromote airway microvascular regeneration and diminish airway ischemia.In the current study, we sought to develop a nanoparticle formulation ofDFO, an FDA-approved drug to augment the local expression levels ofHIF-1α and ameliorate airway ischemia.

We started with the characterization of the biophysical properties ofDFO nanoparticles by utilizing various techniques. Raman spectroscopystructure analysis and imaging showed that DFO encapsulation by lecithinwas very efficient. Next, the SEM morphological study of the drynanoparticle powder showed that the DFO formulation was alsohomogeneous. Lastly, confocal microscopy showed a very high percentageof drug-positive cells in tracheas treated with the DFO nanoparticles.Consistent with these, in vitro identified superior biophysicalproperties, the DFO nanoparticles were highly effective in promotingairway microvascular perfusion at both d3 and d10 followingtransplantation. Our data suggest that combination of the usage of Ramanspectroscopy, SEM imaging, AFM imaging, confocal microscopy and HPLC-MSanalysis can efficiently characterize biophysical and biologicalproperties of the lecithin nanoparticle formulations. Nanoparticles withmore efficient encapsulation, better tissue penetration and retentionare likely to display higher bioactivity in vivo.

Prior to the formation of the microvascular anastomosis between thegraft donor and the recipient, the airway allograft is not perfused.Therefore, improved d3 microvascular perfusion is a result of enhanceddonor-recipient microvascular anastomosis formation. In clinical lungtransplantation, early post-operative airway ischemia is observed as aresult of delayed microvascular anastomosis formation and sacrifice ofthe bronchial circulation. Thus, the effect of DFO nanoparticles onpromoting airway microvascular anastomosis formation may have clinicalrelevance in terms of alleviating tissue ischemia with the potential todiminish airway complications. Airway ischemia has also been shown to bea risk factor for anastomotic bacterial and fungal overgrowth, whichoften further increases the risk of the development of airwaycomplications. We recently demonstrated that Aspergillus fumigatusairway invasion could be attenuated in transplant recipients withgenetically-upregulated HIF-1α levels that resulted in better airwayallograft perfusion. These data together suggest that DFO nanoparticlesmay limit airway complications through alleviating tissue ischemia anddiminishing relevant microbial infection.

DFO is a bacterial siderophore produced by the ActinobacteriaStreptomyces pilosus. Because DFO depletes iron, it is generally used asan iron-chelating drug to treat iron overload conditions. Recent studiessuggest that, DFO also promotes angiogenesis and alleviates tissueischemia in animal models. This property of DFO is generally thought tobe due to its ability to stabilize HIF-1α through the inhibition ofprolyl 4-hydroxylase by chelation of iron from enzyme's catalyticcenter. In this study, we found that DFO treated airway grafts expressedsignificantly higher levels of PLGF and SDF-1, but no significantdifference was noted in the expression of VEGF, ANGPT1 and ANGPT2. Theincrease in expression levels of PLGF and SDF-1 with DFO is consistentwith our previous study utilizing adenovirus-mediated HIF-1α genetherapy. HIF-1 activates transcription of the gene encoding SDF-1, andincreased SDF-1 expression promotes vascular regeneration by enhancingrecruitment of CXCR4-expressing angiogenic cells. While other studieshave shown that VEGF is often upregulated following DFO treatment, theDFO nanoparticles in this study did not increase VEGF expression in d3allografts. This suggests that DFO may promote airway anastomoticmicrovascular formation mainly through PLGF-mediated signaling. It islikely that PLGF, like SDF1, serves as a chemotactic factor for therecruitment of bone marrow-derived angiogenic cells. PLGF is a member ofthe VEGF family of growth factors, but unlike VEGF, PLGF is not requiredfor vascular development and homeostasis; PLGF has diverse non-redundantroles in various physiological or pathological status such as tissueischemia, inflammation and malignancy. PLGF is also considered aprotective paracrine effector in the heart and was recently shown topromote myocardial blood flow and contractile function in chronicmyocardial ischemia by increasing neovascularization. PLGF has also beenshown to enhance endothelial cell proliferation, migration and survival.Consistent with these studies, we observed increased expression of Ki67in DFO nanoparticles treated tracheal endothelial cells, supporting thenotion that, in this airway transplantation model, PLGF may promoteairway anastomotic microvascular formation through stimulatingendothelial cell proliferation and subsequent angiogenesis. However, wecannot rule out alternative mechanisms by which PLGF may promoteangiogenesis, such as recruiting myeloid progenitor cells whichfacilitate the growth of vascular sprouts has been suggested.

DFO treatment significantly increased the levels of the p-eNOS. eNOS isactivated/phosphorylated by the PI3K-Akt pathway. Interestingly, PLGFhas been shown to enhance Akt activation in endothelial cells to promotetheir proliferation and migration and has also been shown to activateAkt in monocytes. Recent studies showed that PLGF is a direct HIF targetgene and that it dilates mesenteric arteries through NO production. Itis therefore likely that, in this airway transplantation model, DFOincreased p-eNOS through PLGF activated PI3K-Akt pathway.

ROS are known to cause endothelial cell dysfunction, and increased ROSproduction promotes eNOS uncoupling, which is a significant contributorto oxidative stress. Iron participates in the redox reactions that leadto the production of ROS, and the reduction of ROS by iron chelation hasbeen shown to be an effective therapy for atherosclerosis. These studiessuggest that endothelial cell damage may be promoted by a feed-forwardcycle of eNOS dysfunction leading to ROS production which leads tofurther eNOS dysfunction. In airways treated with DFO, we observed areduction in ROS production concomitantly with increased levels ofp-eNOS; this finding suggests that through its iron-chelating activity,DFO may prevent or at least ameliorate endothelial cell injury throughreducing oxidative stress by enhancing the function of eNOS. In summary,DFO augmented airway anastomotic microvascular regeneration through theproduction of angiogenic factors as well as reduction of ROS, whichimproved overall endothelial cell health and decreased airway ischemia.

We have successfully developed a lipid-based, biologically-compatiblenanoparticle formulation that can effectively improve trachealanastomotic microvascular formation and airway microvascular repairfollowing initial surgical injury as well as alloimmune injury. The DFOnanoparticle formulation improves airway blood flow through theproduction of angiogenic growth factors as well as reduction of theproduction of ROS. As airway anastomotic complications continue to be acause of morbidity and mortality in lung transplants patients, our DFOnanoparticle formulation may be a promising therapy for diminishingairway ischemia and thereby preventing airway complications. The currentstudy also provided a proof-of-concept result, which shows that airwayischemia and complications can be limited through augmenting anastomoticHIF-1α expression by using iron chelators.

1-37. (canceled)
 38. A method of reducing failure following lung surgeryby improving microvascular perfusion and anastomosis formation, themethod comprising: painting at least one inner or outer surface involvedin anastomosis of a lung for surgery with an effective dose of ananoparticle formulation comprising: iron chelator nanoparticles whereinthe iron chelator is selected from deferoxamine (DFO) and deferasirox(DFX) and is stabilized with lecithin and phospholipids as a stabilizerwherein the nanoparticle comprises from about 40% to about 60% by weightactive agent, and suspended at a concentration of from about 5% to about25% nanoparticles as weight/volume in a physiologically acceptable oilcomprising medium chain triglycerides compatible with lung tissue;wherein microvascular perfusion and anastomosis formation in the lung isincreased at by 10 days following surgery relative to an untreatedairway; and graft failure is reduced.
 39. The method of claim 38,wherein the stabilizer further comprises protein.
 40. The method ofclaim 38, wherein the stabilizer comprises a mixture of protein, and acationic lipid in a ratio of from about 1:15 to 1:5 by weight.
 41. Themethod of claim 38, wherein the nanoparticles are formed byprecipitation of the iron chelating agent and pharmaceuticallyacceptable stabilizer from a liquid suspension.
 42. The method of claim38, wherein the nanoparticles have a diameter of from about 10 nm toabout 5 μm.
 43. The method of claim 42, wherein the nanoparticles have adiameter of from about 100 nm to about 5 μm.
 44. The method of claim 38,wherein the carrier provides for nanoparticle penetration to a depth ofat least about 1 mm over a period of time up to about 30 minutes.